One of the most familiar microscopic images in the repertoire of human tumors is that offered by
cutaneous basal cell carcinoma of the skin. As a result of its high frequency and the distinctiveness of
its low-power histologic appearance, it has become one of the prototypical examples of "instant pattern
recognition" among surgical pathologists and dermatopathologists alike. Indeed, it is the standard
against which similar tumors in other parts of the body are compared, in the sense that that if they are
thought to recapitulate that pattern of growth they are descriptively designated as basaloid. The purpose of this presentation is to advance the hypothesis that the
basaloid pattern seen in basal cell carcinoma and all its congeners represents the morphologic expression
of a common histogenetic theme, i.e., the activation or derepression through neoplastic transformation of
a mechanism by which the normal cells of the region differentiate in an attempt to form whatever adnexal
structures are present at that particular site.
THE BASALOID TUMORS FAMILY
The major tumor types to which the terms basal cell or basaloid have been applied include:
1 - Basal
cell carcinoma of skin
The term was first proposed by Krompecher because of his belief that this
tumor arose from the basal cell layer of the skin, i.e., the layer of cells of the stratum malpighii also
known as stratum basale or stratum germinativum, which borders on the dermis and which was viewed as the
progenitor of the cells in the upper epidermal layers. This tumor type was contrasted with the
previously described squamous cell carcinoma (squamous cell epithelioma; prickle cell carcinoma or
epithelioma), a tumor thought to differentiate along the more superficially located prickle cell of the
stratum malpighii. The very fact that Krompecher called the tumor "basal cell epithelioma" rather than
"basal cell carcinoma" is further evidence of his belief that this tumor arose from surface rather than
adnexal epithelium, being that at the time the term epithelioma was used for tumors of the surface
epithelium, whereas that of carcinoma was employed for malignant tumors of the glands. The progressive
replacement of "basal cell epithelioma" for "basal cell carcinoma" in the course of the years was not due
to a change of opinion regarding its presumed histogenesis but rather the consequence of the tendency to
designate all malignant epithelial tumors as carcinomas regardless of subtype. No significant changes in
terminology have been made in the course of the past 50 years, to the point that one can safely say that
the term "basal cell carcinoma" (with its implied origin from the epidermal basal layer) is one of the
most entrenched in tumor pathology.
2 - Basaloid
carcinoma of anal canal
The terminology used over the years for this tumor has been a great
source of confusion. I am referring to the malignant neoplasm centered in the strip of non-keratinizing
squamous mucosa lining the anal canal, bound by the perianal skin at one end and columnar mucosa at the
other. Originally it was described as a squamous cell carcinoma with various degrees of keratinization,
but subsequent observers noted the morphologic similarities with cutaneous basal cell carcinoma, urged to
distinguish it from the latter because of its vastly more aggressive behavior, and suggested for it to be
called basaloid carcinoma. An interesting semantics twist occurred when the "transitional" features of
the epithelium lining the anal canal were noted, with the suggestion that they were the result of the
common origin of this region of the digestive tract and the bladder from the embryologic cloaca, and the
ensuing proposal to designate this tumor as cloacogenic carcinoma. However, ultrastructural and other
observations have provided evidence against the validity of this concept, and the circle has been closed
by returning to the original concept that carcinomas of the anal canal are basically squamous cell
carcinomas. That may well be the case, but the fact that they usually have basaloid features cannot be
denied.
3 - Basaloid
carcinoma of upper aerodigestive tract
This tumor shares many morphologic and behavioral
similarities with the tumor just described, in that it arises from non-keratinizing squamous epithelium,
it exhibits basaloid features, and is characterized by aggressive behavior. It can occur anywhere in the
region, although it seems to predilect the "digestive" rather than the "aerial" portion of the tract, in
the sense that it is more common in the oral cavity, orohypopharynx and esophagus than in the nasal
cavity, paranasal sinuses, nasopharynx, or larynx. As basaloid tumor of the anal canal, this neoplasm
has been interpreted by some as "probably nothing more than another unusual histologic variant of
squamous cell carcinoma". Also in analogy with the anal canal tumors, authors have warned pathologist
not "to use the term basal cell carcinoma for such tumors" because "unwary are apt to be misled by the
term". Interestingly, it has been stated that confusion with ameloblastoma should also be avoided, and
that the presence of a focal squamous cell carcinoma component among the basaloid areas is the most
important distinguishing feature. Regrettably, no mention of basaloid carcinoma was made in the most
recent edition of the WHO Book on "Histologic typing of Oesophageal and Gastric Tumors".
4 - Basaloid
proliferation of skin overlying dermatofibromas
The curious phenomenon, long known to
dermatopathologists, has been thought to be the result of "stimulation" of the epidermal basal layer by
the dermal lesion, with the resulting induction of abortive hair follicle structures. It is regarded as
a benign and probably non-neoplastic event, to be distinguished from the "true" basal cell carcinoma that
is rarely found overlying the same dermal lesion.
5 -
Ameloblastoma
This tumor of the jaw, formerly known as adamantinoma, is universally regarded as
originating from odontogenic epithelium and is thought to recapitulate embryonal structures of the tooth
germ. In its conventional follicular pattern, the tumor islands consist of a central mass of polyhedral
or angular cells resembling stellate reticulum, surrounded by a palisaded layer of cuboidal or columnar
cells. When the basaloid pattern is particularly pronounced, the tumor has been sometimes confusingly
referred to as basal cell ameloblastoma. It should also be mentioned that in some primary intraosseous
carcinomas of the jaw there are basal-type cells forming alveoli or arranged in a plexiform pattern, with
palisading of the peripheral cells.
6 -
Adamantinoma of long bones
This mysterious primary bone neoplasm, to which the old term
"adamantinoma" is still attached by virtue of its morphologic resemblance to the aforementioned
ameloblastoma, is usually found within the shaft of the tibia. It varies considerably in morphologic
appearance from case to case, but its most distinctive pattern (and the one that has given rise to most
histogenetic speculations) is best described as basaloid, because of the columnar shape and palisaded
distribution of the peripheral cells and the stellate arrangement of the central cells.
7 - Basaloid
tumors at other sites, such as uterine cervix, prostate, and salivary glands.
THE UNIFYING EMBRYOLOGIC THEME
During embryologic development, the fact that an adnexal structure will be formed at a particular site
along an epithelial lining is first manifested by an area of crowding of deeply basophilic cells in the
basal layer of that epithelium, accompanied by an elongation of these cells perpendicularly to the
basement membrane. Subsequently, the areas of crowding develop into buds that protrude into the
underlying stroma, and a palisading of the columnar epithelial cells distributed at the periphery of
these buds becomes prominent. The stroma surrounding these buds is thought to be the "inducer" of this
development. In subsequent stages, the bud will develop into whatever adnexal structure it was
programmed to become, i.e., pilosebaceous units in the skin, salivary gland-type glands in the upper
aerodigestive tract, perianal glands in the anal canal, and teeth in the oral cavity. This formation is
referred as hair germ in the skin and as tooth germ in the jaw. For the sake of discussion, this
formation will be henceforth referred to as adnexal bud regardless of which
adnexal structure is supposed to develop into.
THE ADNEXAL BUD COMPONENT OF BASALOID CARCINOMAS
1 - Basal
cell carcinoma of skin
The fact that basal cell carcinoma of the skin is anything but an
undifferentiated tumor of epidermal basal cells was apparent to some of the early students of this tumor.
Mallory remarked on the morphologic similarities with the embryonal hair follicle and went as far as
designating it "hair matrix carcinoma". Foot followed suit and proposed the term "adnexal carcinoma".
Masson expressed "repugnance" at the term basal cell carcinoma on similar grounds. In the first edition
of his book, Walter Lever placed basal cell carcinoma among the tumors of skin appendages. Curiously,
this histogenetic connection between basal cell carcinoma and hair follicles became blurred in recent
times, and it was flatly denied by some authors.
In our opinion, basal cell carcinoma is a skin neoplasm whose distinctive appearance derives from the
formation of adnexal buds, and that these buds represent a primitive attempt of skin adnexal structures,
primarily of hair follicle type. The evidence in favor of this hypothesis is considerable. Basal cell
carcinoma of the skin occurs with a frequency that is directly related to the density of pilosebaceous
units of the region, and is practically absent in region when such structures do not occur, such as palms
and soles. In some cases, the differentiation toward follicular structures is even more obvious, a good
example being the tumor known as basal cell carcinoma with follicular differentiation. I am not aware of
any absolutely specific markers of immature hair follicle epithelium, but if they existed, I predict that
cutaneous basal cell carcinoma would exhibit them.
2 - Basaloid
carcinoma of anal canal
Here the adnexal bud differentiation is towards the glands of the
region, which are usually simply referred to as anal or perianal glands. These have an elongated ductal
portion and an acinar component of mucous type, which is deeply embedded within the muscle fibers of the
region.
3 - Basaloid
carcinoma of upper aerodigestive tract
The component of this region which the adnexal bud is
attempting to recapitulate is that of the mucous glands usually referred to, somewhat inappropriately, as
minor salivary glands. The morphologic signs pointing to this fact are many. In addition to the basic
basaloid pattern, they include the presence of abundant deposition of basement membrane material at the
interphase between tumor and stroma and in between the tumor cells, sometimes resulting in an adenoid
cystic carcinoma-like appearance.
4 - Basaloid
proliferation of skin overlying dermatofibromas
There is no controversy about the nature of the
adnexal bud in this circumstance, i.e., that it represents an attempt of hair follicle structures as a
response to the stimulus by the underlying dermatofibroma. The reason why there is no argument here
while there is one with basal cell carcinoma is simply because the differentiation towards hair follicles
has proceeded further and is therefore more easily recognized. In the few cases in which it does not,
the diagnosis then made is that of basal cell carcinoma overlying a dermatofibroma.
5 -
Ameloblastoma
Here again, the nature of the adnexal bud is well known, i.e., formation of tooth
germ structures. Specifically, the peripheral cells in a palisaded arrangement are thought to represent
the neoplastic equivalent of internal dental epithelium or preameloblasts, whereas the centrally located
cells are viewed as tumoral counterparts of the stellate reticulum. For the purposes of this discussion,
a particularly interesting aspect of this lesion is the fact that sometimes it is seen arising from
gingival epithelium, in which case the basaloid character of the proliferation and the similarities with
the other tumors here discussed becomes even more evident.
6 -
Adamantinoma of long bones
The nature of the adnexal bud in this tumor has been a great source
of speculation and it remains a mystery. The similarities with ameloblastoma of the jaw led to the
fanciful suggestion that the tumor results from the fetus having bitten himself while inside the uterus,
thus implanting odontogenic epithelium within the tibia. Subsequent writers have drawn an analogy with
skin adnexal structures, using as supporting argument the close proximity of tibia to the skin, the
occasional occurrence of identical tumors in the soft tissues overlying the tibia, and the marked
morphologic, ultrastructural and immunohistochemical similarities of the tumor with skin adnexal (and
particularly sweat gland) neoplasms. One would have been tempted to speculate that the osteofibrous
lesion sometimes accompanying adamantinoma of the tibia is the mesenchymal inducing agent for an
epithelial neoplastic proliferation with adnexal buds, where it not for the fact that the mesenchymal
cells themselves are keratin-positive, suggesting that they have the capacity to evolve into
epithelial-like structures. Thus, one can only conclude that the histogenesis of this tumor and the
nature of its adnexal bud (which is unquestionably there) remains to be established.
CONCLUSIONS
The unifying theme of this proposal is that the basaloid appearance of tumors results from the
formation of adnexal buds attempting to recapitulate the adnexal structures normally present at that
particular site. The similarities among the various buds are the consequence of the initial common
structure, and their difference derive from the type of adnexae that the buds are destine to become. It
is interesting that – with the possible exception of basal cell tumor of salivary glands - the formation
of adnexal buds and basaloid tumors is a feature of squamous epithelium, whether keratinizing (skin) on
non-keratinizing (anal canal, upper aerodigestive tract, uterine cervix). To be noted is the fact that
some of the basaloid tumors are low-grade and rarely metastasizing (basal cell carcinoma of skin,
ameloblastoma of jaw, and to some extent adamantinoma of long bones) whereas others are high-grade and
with a high metastatic ratio (basaloid carcinomas of anal canal and upper aerodigestice tract). This
distinction acquires important diagnostic connotations at some sites, such as the perineal region. Here,
a basaloid tumor of the perineal skin or vulva is likely to be differentiating along cutaneous hair
follicles structures and therefore be low-grade, whereas a basaloid tumor higher up in the anal canal is
likely to be differentiating along perianal glands and therefore be high-grade.