


|

Biomarkers and Colonic Neoplasia

1 William E. Grizzle, 1Upender Manne,
2 Richard R. Drake, 2 Bao-Ling Adam,
3 Sreelatha Meleth,1 Nirag Jhala, and 3 Lynya Talley

1 Department of Pathology, 3 Biostatistics Unit, UAB Comprehensive Cancer
Center, Department of Medicine, University of Alabama at Birmingham, Birmingham, AL, and 2
Department of Microbiology and Molecular Cell Biology, Eastern Vi rginia Medical School, Norfolk, VA
|


|
Key words: early detection, molecular diagnosis, prognosis, molecular staging, colorectal cancer
Supported in part by the Early Detection Research Network (EDRN)
1U24 CA86359-01. Presented at the 2003 Annual Meeting, United States and Canadian Academy of
Pathology
ABSTRACT:
The molecular features of
colorectal neoplasia can be used in early detection of neoplastic processes, in diagnosis of specific
subtypes of CRC, in determining the prognosis of CRC, surrogate endpoint biomarkers in therapeutic and
preventive interventions, as well as in multiple other types of biomedical analyses.
Clinically the early detection of
colorectal adenocarcinoma (CRC) has relied on the relatively insensitive and non-specific detection of
occult blood or blood products in the stool or by the relatively expensive and invasive procedure of
endoscopy. Experimentally, the detection of mutations in p53, K-ras, and/or oncofetal proteins
in stool have been used to detect CRC. These techniques of molecular detection have been
improved by the magnetic separation of epithelial cells from the stool and by evaluating multiple
molecular markers in the separated cells. With the development of surface enhanced laser
desportion/ionization time of flight mass spectroscopy (SELDI-TOF-MS), early tumors may be detected based
on fingerprints of proteins in samples of serum as well as in other non-invasive samples including stool.
The diagnosis of tumors (e.g.,
separation of mucinous versus non-mucinous CRC) has relied on the histopathologic pattern. Such
diagnoses also may be improved by the use of molecular features of the tumors.
The gold standard for clinical
outcome of most cancers has been the clinical and pathologic staging of the tumors after surgery.
For CRC, nodal involvement at the time the primary tumor is resected has been the most reliable indicator
of clinical outcome; however, we have reported combinations of molecular markers that are equivalent to
pathologic or clinical staging of CRC in predicting clinical outcome. In addition, molecular
markers can be used in conjunction with clinical or pathologic staging to provide a stronger indicator of
clinical outcome than staging alone. We propose that "molecular staging" be added to pathologic
staging to aid in predicting clinical outcome and to aid in therapeutic decisions for colorectal cancers,
especially Stage II CRCs.
We have reported that the clinical
usefulness of most molecular markers vary with the race of patients and the anatomic location of CRCs;
this complicates the evaluation of diagnostic or prognostic biomarkers requiring much larger numbers of
cases to be evaluated. Nevertheless, nuclear accumulation of p53 (p53nac) and phenotypic
expression of Bcl-2, MUC-1 and p27kip-1 may be molecular markers approaching acceptance for
use in molecular staging of specific subgroups of colorectal cancers. Similarly, these same
molecular features are useful in separating mucinous from non-mucinous CRCs and may be complemented in
multiple uses by protein-fingerprints determined by SELDI-TOF-MS.
INTRODUCTION:
The molecular features of
colorectal neoplasia can be used in early detection of neoplastic processes, in diagnosis of specific
subtypes of CRC, in determining the prognosis of CRC, as surrogate endpoints in therapeutic or preventive
interventions as well as in multiple other types of biomedical analyses1-5 .
The early detection of colorectal
adenocarcinomas (CRCs) has relied clinically on the relatively insensitive and non-specific detection of
occult blood or blood products in the stool or on the expensive and invasive method of endoscopy.
The detection in stool of atypical molecules examined in a large proportion of CRCs such as mutated K-ras6 or of
oncofetal proteinse.g., carcinoembryologic antigen (CEA) may aid in the early detection of
CRCs7 (7 reviewed in 3) but these atypical molecules also can be detected in other gastrointestinal
malignancies8 as well as in very early preinvasive neoplastic lesions such as aberrant crypt foci9,10 .
However, the sensitivity and specificity of such methods of molecular detection may be
improved by concomitantly measuring multiple molecular markers on colorectal epithelial cells that have
been separated from feces.
A more recent method which may
prove both sensitive and specific for the early detection of colorectal neoplasia relies on the detection
of the effects of neoplasia on molecular products in the serum as detected by surface enhanced laser
desorption/ionization (SELDI) time of flight mass spectroscopy (TOF-MS). The use of SELDI-TOF-MS
has been reported to be both sensitive and specific for the detection of ovarian cancer11 and of
prostate cancer12 .
Molecular markers may also be
useful in the diagnosis of subsets of CRCs. For example, mucinous CRCs have been diagnosed rather
arbitrarily as having approximately a 50% component of mucin. Our results based on molecular
markers suggest that a 10% component of mucin best correlates with the molecular phenotype of these
lesions based on the expressions of MUC-1, MUC-2, p53nac , Bcl-2, and p27kip-1
(unpublished data).
Using molecular features to
determine recurrence of CRC also strengthens the general approach of molecular diagnosis.
Typically, oncofetal proteins such as CEA have been measured in serum to detect recurrence of CRCs.
We propose that SELDI-TOF-MS may be a more sensitive and specific method of detecting CRC recurrence.
Clinical counseling of patients and
their familiesÕ as well as therapeutic decisions have been based upon the pathologic and/or clinical
stages of colorectal cancers (CRCs). For example, adjuvant therapy with 5-fluorouracil alone or in
several combinations and routes of administration with Leucovorin, Irinotecan or Oxaliplatin is
increasingly used for advanced CRCs13-16 . In the future, the molecular phenotype of CRCs may be
used to determine the "molecular stage" of CRCs and thus to aid in counseling and therapeutic decisions,
especially if adjuvant therapy is to be used for aggressive subgroups of Stage I or II lesions.
Several molecular phenotypes have
been reported to be associated with aggressive subtypes of CRCs including some molecular markers that are
independent of pathologic stage. These include the nuclear accumulation of p53 as identified by
immunohistochemistry (p53nac) and the phenotypic expression of Bcl-2, MUC-1 (mucin core
protein) or p27kip-1, a cell cycle inhibitor.
The manuscript reviews the status
of multiple molecular markers and discusses the potential future uses of these markers in the early
detection of CRC, in diagnosis of subtypes of CRC, and in determining the prognosis of patients with CRCs
(molecular staging).
A relatively new method for the
early detection of neoplastic processes that relies on detecting specific protein patterns or protein
fingerprints in serum or other biological fluids/tissues has been used successfully in the early
detection of cancers of the ovary and prostate.11, 12 The detection of such "protein
fingerprints" using surface enhanced laser desorption/ionization time-of-flight mass spectrometry relies
on using a group of patented ProteinChipñ arrays from Ciphergen, Inc. Each array
consists of modular interlocking, finger-length strips of metal coated at eight sample sites with an
active chemical substance with classical properties of chromatography agents. Proteins adhere based
upon, for example, hydrophilic or hydrophobic phases, ion exchange properties or immobilized metal
chelation. In addition, protein chip arrays with pre-activated surfaces permit the covalent
immobilization of antibodies, receptors, DNA, glycoproteins, etc., which provide for affinity capture of
molecules in samples. Energy-adsorbing molecules (EAM) are subsequently overlaid at each of the
eight sample sites with the bound proteins. The chip is placed in the SELDI chip reader and is
pulsed with a laser causing the UV-absorbent EAM to be ejected, carrying the protein molecules. The
predominately single charged ions of peptides and proteins are analyzed by a time-of-flight mass
spectrometer that separates the proteins based on velocity (Figure 1). The TOF spectrum for
different ions is recorded and converted into a mass/charge spectrum. Lighter ions reach the
detector more quickly than heavier ions. The TOF spectrum for different ions is recorded and
converted into a mass spectrum. There are 100 addressable regions on each sample site and each
addressable region can be irradiated multiple times by the laser. With the aid of SELDI-TOF-MS
software, a retentate map is generated depicting the mass/charge, which in most cases corresponds to the
molecular weight/charge and a matching amplitude that is correlated with the amount of protein based to
the sampled site. These resulting protein profiles can be evaluated using many different types of
classification algorithms.12
In an initial collaborative study
between the University of Alabama (UAB) and Eastern Virginia Medical Center (EVMS), we evaluated, using
SELDI-TOF-MS, 66 cases of serum from patients who were confirmed pathologically to have either cancer17 or other
gastrointestinal pathological abnormalities18 . The other category included
diseases such as diverticulitis, inflammatory bowel disease, and other gastrointestinal conditions
serious enough to require surgery. A copper-chelate chip surface was loaded with 20 ul of serum
using previously optimized conditions,12 and resulting protein profiles were evaluated using a
decision-tree classification algorithm. Representative TOF spectra for peptides/proteins in the 1-15 kDa
range obtained from the different serum samples are shown in Figure 2. Of the non-cancer cases,
only 2 of 42 were misclassified, and of the cancer cases 5 of 24 were misclassified, resulting in a 95%
sensitivity and 79% specificity. These initial results are encouraging enough to pursue SELDI-TOF-MS
analysis of a much larger data set in order to allow the development of a more sophisticated
discrimination algorithm that a larger series would support.
Typical spectra are shown in Figure
2. Of the non-cancer cases, only 2 of 42 were misclassified and of the cancer cases 5 of 24 were
misclassified (unpublished data). Thus, the initial study was encouraging with a 95% sensitive and
79% specificity even though it did not permit the development of a sophisticated discrimination algorithm
that a larger series would support.
Several subtypes of CRCs have been
proposed based on their histopathologic pattern including medullary-type, lymphoepitheliomatous type and
mucinous adenocarcinoma. Of interest is that the lymphoepithelomatous type of CRC has been
associated with Epstein-Barr (EB) viral infections while the medullary type has been associated with
micro-satellite instability (MSI). Both of these tumors which may overlap have a better prognosis
than CRCs with more typical patterns of histopathology.
The prognostic importance of
classifying CRCs as to their mucin content is controversial with some studies indicating that mucinous
tumors have a worse prognosis than non-mucinous CRCs19-21 ; however, while others a better prognosis22, 23 .
The definition of mucinous tumors
is arbitrary with most studies using ³ 50% mucin content to classify tumors as mucinous. We have
correlated the extent of mucin in tumors with p53nac and the phenotypic expression of multiple
molecular markers including MUC-1, MUC-2, Bcl-2, and p27 kip-1. These molecular markers
demonstrate that phenotypic differences correlate with a mucin content of 10-20% rather than 50%
(unpublished data).
Colorectal cancer
characteristically kills patients by metastatic destruction of the liver and/or by obstruction of the
gastrointestinal tract usually by adhesions in the peritoneal cavity. The primary causes of death
can be viewed as shown in figure 3.
Because the primary pathway causing
death secondary to CRC is via lymphatic spread, it is not surprising that in the majority of studies
involvement by tumor of lymph nodes has been identified statistically as the gold standard with respect
to determining prognosis of patients with CRCs. Similarly, many molecular markers that predict
clinical outcome might not be statistically independent of pathologic stage or the nodal component of
stage (pN) because involvement of lymph nodes is in the main pathway by which CRCs cause the death of
patients. Thus, in multivariate analysis to determine whether molecular markers predict prognosis,
the predictive value of a molecular marker may be lost as independent variable (i.e., a molecular marker
may provide the same prognostic information as the nodal component of stage). Such an interaction
between the lymph node involvement and the expression of Bcl-2 in CRC was demonstrated in our recent
study24 .
Even though a molecular marker may provide the same prognostic information as stage or a component of
stage such a molecular marker may still be useful clinically; for example, the molecular marker can be
evaluated on the initial diagnostic biopsy of the tumor and may indicate the aggressiveness of the tumor
well before the tumor is resected or before the pathologic evaluation of the resected specimen or the
clinical staging of the patient. Similarly, molecular markers that are correlated strongly with stage
and/or progression may be useful as molecular markers whose changes with therapeutic or preventive
interventions indicate successful interventions (i.e., surrogate endpoint biomarkers). As our
approaches to prevention and/or therapy of tumors advance, including the increased use of novel
therapies, e.g., immunotherapy and genetic therapy, it may be important before definitive surgery to be
able to predict the aggressiveness of CRCs. Such information may be useful in counseling
patients/families and in selecting, planning or scheduling novel therapies, especially therapies with
severe complications. In addition, some of these molecular markers may aid in predicting responses
to specific therapies as the expression of p185erbB-2 predicts the response of ductal
adenocarcinomas of the breast to adramycin25, 26 and to HERCEPTIN25, 27
The most valuable prognostic molecular markers are those that provide information as to the clinical
aggressiveness of tumors beyond that indicated by the stage or components of stage of tumors.
Probably, such molecular markers are related more to the biology of the tumor than just to how advanced
the lesion is at surgery and/or to the pathways tumors most commonly follow during widespread
dissemination. An example of a molecular pathway affecting the aggressiveness of tumors is that
tumors of the mutator phenotype pathway which exhibit microsatellite instability behave less aggressively
clinically than other CRCs even though they tend to be of greater size when surgically removed.
Prognostic molecular markers independent of stage not only can provide important information prior to
surgical removal and staging of the tumor, but such markers may add an additional informational component
to stage - a molecular component which can be added to pathologic/clinical stage in the calculation of
hazard ratios. In addition, such molecular markers can provide aid in the decision concerning
whether or not to use adjuvant and/or novel therapies for Stage II lesions.
To date, several molecular markers including p53, p27kip-1, Bcl-2 and MUC-1 show promise as
being useful prognostically in CRCs, but each of these markers awaits more complete validation. In
this manuscript, we review the recent advances in evaluating the prognostic usefulness of these molecular
markers alone and in combination. It is our view that no one molecular marker will be adequate for
evaluating all CRCs. Rather, groups of molecular markers will be useful for specific subsets of
CRCs as subdivided by patient race and/or anatomic location of the primary tumor.
While the molecular phenotypes of early lesions of hereditary colorectal neoplasia have been
described as part of either the suppressor gene pathway of familial adenomatosis polyposis coli or
mutator phenotype causing microsatellite instability, few advances have been made in the phenotypic
description of sporadic colorectal cancers; especially molecular changes involved in the invasive stages
of these lesions. Our goal has been to identify reliable molecular information that can be used in
early detection of colorectal neoplasia, in diagnosis of CRC subtypes and in predicting clinical outcome
of CRCs; specifically to characterize the components of molecular phenotypes of CRCs that identify
aggressive subtypes of CRCs.
One of the approaches that has been used to improve the diagnosis of tumor subtypes or to identify
more aggressive subtypes is to use gene arrays to identify forms of mRNA that may identify genes that are
differentially expressed among subtypes. Another approach is to predict based on the literature and
the biological pathways of cellular biology which molecular features are likely to be important in, for
example, progression. Such pathways include those involved in apoptosis (e.g., Bax, Bcl-2, p53,
Caspase 3, TUNEL), in proliferation (e.g., Ki-67, p27 kip-1 , cyclin D, cyclin E), in signal
transduction (TGFα, EGFR, p185erbB-2 ), in cellular adhesion (ECAM, PCAM, MUC-1, MUC-2),
in immunoregulation (MUC-1), and in oncofetal transformation (TAG-72, CEA). Until we began to use
SELDI-TOF-MS, our approach has been the latter and our results related to prognosis using this approach
are reviewed subsequently.
Our laboratory has described phenotypic molecular patterns of invasive colorectal neoplasia that are
correlated with clinical outcomes. Unfortunately, the phenotypic patterns are complicated because
the usefulness of molecular phenotypes in predicting clinical outcomes varies with race of the patient
and anatomic location of the tumor. Variation of molecular markers with racial groups is not
unexpected because diet is likely to be important in the pathogenesis of CRCs and dietary norms vary with
race28 . Anatomic location is also an expected variable because of differing embryologic
origins, vascular and lymphatic patterns, mucosal functions, and phenotypic patterns of epithelial
biomarkers in normal mucosa (reviewed in Grizzle et al. 28 ). A
practical problem is that the variations of biomarkers with race and anatomic location of the tumor
affect the numbers of specimens that must be studied in validation studies of molecular markers.
For example, racial and ethnic differences will require ultimately in the U.S. population studies of
Caucasian, African-American, Native American, Asian Ð Indian Subcontinent, Asian Ð Chinese/Japanese/other
and Hispanic sub-populations as a minimum. Similarly, because of differing dietary requirements,
religious subgroups may require separate study, as do some groups with relatively uniform genetic
patterns (e.g., Ashkenazi Jews in the study of Breast or Ovarian cancers).
In Caucasian patients, the major molecular phenotype of aggressive tumors located in the proximal
colon includes p53nac, Bcl-2, MUC-1 and p27kip-1. Molecular phenotypes
associated with aggressive subtypes of CRC based on race and anatomic locations are specified in Table 1.
Nuclear accumulation of p53: Using our methods of immunohistochemistry,
colorectal tumors whose cells demonstrate nuclear accumulation of p53 (p53nac) typically have
single point mutations in p53 when the complete p53 gene is sequenced or is analyzed by SSCP (Grizzle,
et al 2 ). In our initial studies, we reported that
p53nac in our overall patient population was associated with a poor prognosis; however, on
subsequent more detailed study, we identified that p53nac was important prognostically
primarily in proximal tumors of Caucasian patients29 (Figure 4). The effect of anatomic location
of tumors on the interaction of molecular markers with clinical outcome suggests that proximal tumors are
biologically different from distal tumors30, 31 . This also is supported by the effect of the
phenotypic expression of Bcl-2 on prognosis. The literature is very confusing with respect to the
prognostic importance of p53 in CRCs as reviewed by Manne et al.32 ,
Grizzle et al.4, 28 , and McLeod and Murray33 . This confusion
may have resulted in part because of variations of p53nac with complex populations including
differences among populations in race and anatomic location of tumors as well as by the methods used to
analyze and evaluate the nuclear accumulation of p53. The method of analysis of p53 is especially
important since different points of cut-off in evaluations may vary extensively depending upon whether or
not antigen recovery methods are used prior to immunostaining2, 4, 24, 28-33 .
Bcl-2: When the effect of phenotypic expression of Bcl-2 on prognosis
was evaluated, our laboratory initially found in our complete population that the phenotypic expression
of Bcl-2 was important prognostically, and that the combination of p53nac plus Bcl-2 was even
more useful prognostically32 .
In a more detailed study in a
larger population, we subsequently found that Bcl-2 was important in CRCs from primarily Caucasian
populations. The strongest correlation of the expression Bcl-2 with clinical outcome was initially
reported in distal CRCs;32 however, analysis in a larger Caucasian population (n = 299), Bcl-2 was
found to be important prognostically in both distal and proximal CRCs (Figure 5).
In an initial group of
African-Americans, Bcl-2 was found to be useful prognostically only in distal tumors. This group of
patients (n = 103) had a number of patients with a relatively good outcome (median survival = 49
months). In a subsequent randomly selected patient population (n = 201), the median survival was 35
months. In this group with a poor clinical outcome we could not find a statistical association of
phenotypic expression of Bcl-2 and clinical outcome. Because of variation with race, the
combinations of p53nac and Bcl-2 were an important prognostic combination only in overall
Caucasians24 as well as in proximal and distal subgroups.
Several oncogenes and tumor
suppressor genes such as Bcl-2 and p53 are involved in regulating programmed cell death and cellular
proliferation. The dysregulation and/or alteration of Bcl-2 and p53 genes have been identified
during the development and progression of CRCs34-39 . In addition, lack of Bcl-2 expression has
been correlated with local invasion by tumors, metastasis and recurrence in CRC17, 40, 41 .
Patients with CRCs who exhibit high levels of Bcl-2 expression have been reported to have a good clinical
outcome37, 42-46 ; however, some studies have not observed such an association17, 35, 47, 48
. Conversely, in a small group of CRC patients (n=48), Bhatavdekar et
al.49 correlated Bcl-2 expression with poor prognosis. Although the reasons for this
controversy (e.g., ethnic/religious and dietary differences) are not known, we hypothesize that the
prognostic importance of Bcl-2 expression in CRCs may be limited to specific subgroups of patients
similar to the clinical usefulness of p53nac in CRC which may vary with racial/ethnic groups.
To further clarify the prognostic
usefulness of Bcl-2 in CRCs, we performed a meta-analysis of the literature evaluating the relationship
of Bcl-2 expression and overall survival. Specifically we requested original data on all comparable
studies from the corresponding authors that had evaluated previously the prognostic usefulness of Bcl-2
in predicting overall survival. Several authors for various reasons could not supply us with their
data. Ultimately, 9 studies incorporating a total of 1989 patients provided either the hazard ratio
(HR) and 95% confidence interval (95% CI) or information from which the HR and its variance could be
estimated. The meta analysis of these studies indicates that Bcl-2 is a useful prognostic marker
for CRCs. The results of the meta analysis are outlined in Table 2.
MUC-1: One of the
characteristic features of glandular epithelial tissues is synthesis and secretion of mucins, which are
large glycoproteins that play important roles in protecting epithelial surfaces. Alterations in mucins
with regard to the rate of their production and the extent of their glycosylation have been reported in
several human malignancies50 , including colorectal neoplasia51, 52 . Among the several mucin
antigens, MUC-1 is the best characterized. Several earlier studies in colorectal neoplasia have
demonstrated that higher expression of MUC-1 was correlated with increased incidence of regional lymph
node metastasis and liver metastasis53-55 . Although expression of MUC-1 has been associated with the
aggressiveness of CRCs, its prognostic usefulness in colorectal neoplasia has not been evaluated
adequately. Studies from our laboratory53 as well as others54, 55 have suggested that
increased expression of the core peptide of MUC-1 is associated with a poor prognosis in CRC.
We have evaluated the prognostic
importance of MUC-1 and MUC-2 in CRCs. We found that the phenotypic expression of MUC-2 was not
useful prognostically in CRCs, but that the expression of both MUC-1 and MUC-2 were useful markers in
defining the mucinous subtype of CRCs. In contrast, the phenotypic expression of MUC-1 was
important prognostically in CRCs of Caucasians but not of African-Americans (Figure 6A). We found
no variation of the prognostic importance of MUC-1 based on the anatomic location of the tumor.53
Just like Bcl-2, MUC-1 interacts
prognostically with p53nac so that in Caucasians the combination of p53nac plus
MUC-1 is a useful prognostic combination (Figure 7).
Because both MUC-1 and p53 are
important prognostically in Caucasian patients with CRCs, we have evaluated the association of the
combination of MUC-1, Bcl-2 and p53nac with prognosis in CRCs. The results are demonstrated
in Figure 8.
Proliferation
and p27: p27kip-1inhibits the activity of other cyclin-dependent kinases ( cdks), and
like p21waf-1, plays a key role in preventing progression into S phase of the cell cycle.
Decreased p27kip-1protein expression has been associated with large size CRCs, with positive
lymph nodes, and with poor patient survival56-58 . Furthermore, a small study (n=41) demonstrated that
p27kip-1 is a predictive indicator for tumor metastasis and patient clinical outcome in
right-sided colon tumors18 . Based on the results of others, we considered that p27kip-1
would be a likely prognostic biomarker in CRCs. We performed a preliminary analysis of the
importance of the proliferative index biomarkers Ki67/MIB-1 and p27kip-1 1 in 48
African-American and in 54 Caucasian patients with CRCs which had been analyzed previously for p53. In
this study we observed similar proportions of CRCs, collected from African-Americans and Caucasians,
exhibited increased expression of p27kip-1 (50% & 54%, respectively) and Ki67 (54% &
50%, respectively). Univariate Kaplan-Meier survival analyses demonstrated that African-Americans with
CRCs exhibiting higher expression of p27kip-1 without p53nac had marginally better
overall survival (log rank test, P = 0.055) than any other combination of p27kip-1 and
p53nac. In Caucasians, the lower expression of p27kip-1 with
p53nac demonstrated the lowest probability of overall survival (log rank test, P = 0.011). No
prognostic value was found for p27 or Ki-67 alone or the combination of Ki-67 with p27 or
p53nac. Overall, our studies suggested that higher expression of p27kip-1,
and lack of p53nac in CRCs is a valuable indicator of good prognosis in both African-Americans
and Caucasians (Manne et al. unpublished findings). However, further studies are needed to understand
the prognostic importance of p27kip-1in CRC based on the anatomic location of the tumor and
the patient ethnicity.
Molecular Staging Using a Combination of Molecular Markers:
It is unlikely that only one or two
molecular markers will be useful in developing an approach to molecular staging of CRC; rather a
combination of multiple molecular markers may be necessary. Ultimately p27kip-1 will be
one of these markers; however, due to our limited data on p27kip-1, to date, for Caucasians
this combination would be limited to p53, MUC-1 and Bcl-1. Similarly because of the limitations of
our data we must lump both proximal and distal tumors together. The survival analysis for this
combination is shown in Figure 8 in which the best phenotype (p53nac negative, MUC-1 negative, Bcl-2
positive) is compared with the worst (p53nac positive, MUC-1 positive, Bcl-1 negative) phenotype from the
standpoint of survival.
Demographic and Other Features and Models of Prognosis
In developing computer models that can
predict the aggressiveness of CRCs, we identified that age ( £ 65 years) of patients had a very important
impact on clinical outcome of patients with CRCs59 2001 . Thus, not only molecular features but
also demographic features may impact the clinical outcome of patients with CRCs. We look forward to
developing models of CRC in which age and other demographic features together with pathologic, molecular
and clinical stages can be used to predict accurately the clinical outcome of patients with all cancers
as well as to aid in selecting specific therapies for subgroups of cancers.
SUMMARY:
The use of molecular and other
markers for the early detection of colorectal cancer or for the identification of recurrence of CRC is
advancing rapidly with new methods based on analysis of stool and of serum; these include molecular
analysis of the separated cellular components of stool for multiple mutations and for multiple oncofetal
molecules. Another potentially exciting approach is the use of SELDI-TOF-MS to identify
protein-fingerprints in serum that correlate with the absence or presence of CRC in patients from whom
serum samples were obtained.
Molecular markers also are being
identified that aid in a more accurate diagnostic separation of tumor subtypes such as the mucinous
colorectal tumor. Similarly, more aggressive subtypes of CRCs can be identified by using selected
molecular markers including p27 kip-1 , MUC-1, p53nac, and Bcl-2. The
molecular features vary in their prognostic usefulness based on race/ethnicity and on anatomic location
of the tumor. In combination these molecular markers are more useful than nodal status in
predicting clinical outcome and can be used together with stage to predict clinical outcome.
Similarly, we expect that protein-fingerprints as determined by SELDI-TOF-MS may prove useful in
identifying patients with new and/or aggressive subtypes of CRC.
References
- Grizzle, W.E., R.B. Myers, and U. Manne, The use of biomarker expression to
characterize neoplastic processes. Biotech Histochem, 1997. 72(2): p.
96-104.
- Grizzle, W.E., et al., Immunohistochemical evaluation of biomarkers in
prostatic and colorectal neoplasia., in John Walker's Methods in Molecular
Medicine-Tumor Marker Protocols., M. Hanausek and Z. Walaszek, Editors. 1998, Humana Press:
Totowa, NJ. p. 143-160.
- Grizzle, W.E., D. Shibata, and U. Manne, Molecular and histopathologic changes
in the development of colorectal neoplasia., in Molecular pathology of early
cancer, S. S, H. D, and A.F. Gazdar, Editors. 1999, IOS Press: Amsterdam. p. 197-220.
- Grizzle, W.E., et al., The molecular characterization of colorectal neoplasia
in translational research. Archives of Pathology and Laboratory Medicine, 2001. 125(1): p. 91-98.
- Grizzle, W.E., et al., Molecular staging of colorectal cancer in
African-American and Caucasian patients using phenotypic expression of p53, BCL-2, MUC-1 and
p27Kip-1. Int J Cancer, 2002. 97(3).
- Forrester, K., et al., Detection of high incidence of K-ras oncogenes during
human colon tumorigenesis. Nature, 1987. 327(6120): p. 298-303.
- Sidransky, D., et al., Identification of ras oncogene mutations in the stool of
patients with curable colorectal tumors. Science, 1992. 256(5053): p.
102-5.
- Caldas, C., et al., Detection of K-ras mutations in the stool of patients with
pancreatic adenocarcinoma and pancreatic ductal hyperplasia. Cancer Res, 1994. 54(13): p. 3568-73.
- Smith, A.J., et al., Somatic APC and K-ras codon 12 mutations in aberrant crypt
foci from human colons. Cancer Res, 1994. 54(21): p. 5527-30.
- Pretlow, T.P., et al., K-ras mutations in putative preneoplastic lesions in
human colon {see comments}. Journal of the National Cancer Institute, 1993. 85(24): p. 2004-7.
- Petricoin, E.F., et al., Use of proteomic patterns in serum to identify ovarian
cancer. Lancet, 2002. 359(9306): p. 572-7.
- Adam, B.L., et al., Serum protein fingerprinting coupled with a
pattern-matching algorithm distinguishes prostate cancer from benign prostate hyperplasia and healthy
men. Cancer Res, 2002. 62(13): p. 3609-14.
- de Gramont, A., et al., Leucovorin and fluorouracil with or without oxaliplatin
as first-line treatment in advanced colorectal cancer. Journal of Clinical Oncology, 2000. 18(16): p. 2938-47.
- Bogliolo, G., et al., Advanced colorectal cancer: quality of life and toxicity
in patients after weekly 24-hour continuous infusions of biomodulated 5-fluorouracil. Anticancer
Research, 2000. 20(1B): p. 501-4.
- Giacchetti, S., et al., Phase III multicenter randomized trial of oxaliplatin
added to chronomodulated fluorouracil-leucovorin as first-line treatment of metastatic colorectal
cancer. Journal of Clinical Oncology, 2000. 18(1): p. 136-47.
- Saltz, L.B., et al., Irinotecan plus fluorouracil and leucovorin for metastatic
colorectal cancer. Irinotecan Study Group {see comments}. New England Journal of Medicine, 2000.
343(13): p. 905-14.
- Giatromanolaki, A., et al., Combined role of tumor angiogenesis, bcl-2, and p53
expression in the prognosis of patients with colorectal carcinoma. Cancer, 1999. 86(8): p. 1421-30.
- Liu, D.F., et al., p27 cell-cycle inhibitor is inversely correlated with lymph
node metastases in right-sided colon cancer. Journal of Clinical Laboratory Analysis, 1999. 13(6): p. 291-5.
- Pihl, E., et al., Mucinous colorectal carcinoma: immunopathology and
prognosis. Pathology, 1980. 12(3): p. 439-47.
- Umpleby, H.C., D.L. Ranson, and R.C. Williamson, Peculiarities of mucinous
colorectal carcinoma. Br J Surg, 1985. 72(9): p. 715-8.
- Nozoe, T., et al., Clinicopathological characteristics of mucinous carcinoma of
the colon and rectum. J Surg Oncol, 2000. 75(2): p. 103-7.
- Halvorsen, T.B. and E. Seim, Degree of differentiation in colorectal
adenocarcinomas: a multivariate analysis of the influence on survival. J Clin Pathol, 1988.
41(5): p. 532-7.
- Hermanek, P., I. Guggenmoos-Holzmann, and F.P. Gall, Prognostic factors in
rectal carcinoma. A contribution to the further development of tumor classification. Diseases of
the Colon & Rectum, 1989. 32(7): p. 593-9.
- Manne, U., H. Weiss, and W.E. Grizzle, Bcl-2 expression is associated with
improved prognosis in patients with distal colorectal adenocarcinomas. International Journal of
Cancer, 2000. 89: p. 423-30.
- Ross, J.S. and J.A. Fletcher, The HER-2/neu oncogene in breast cancer:
prognostic factor, predictive factor, and target for therapy. Stem Cells, 1998. 16(6): p. 413-28.
- Paik, S., et al., erbB-2 and response to doxorubicin in patients with axillary
lymph node-positive, hormone receptor-negative breast cancer {see comments}. Journal of the
National Cancer Institute, 1998. 90(18): p. 1361-70.
- Kumamoto, H., et al., Chromogenic in situ hybridization analysis of HER-2/neu
status in breast carcinoma: application in screening of patients for trastuzumab (Herceptin)
therapy. Pathol Int, 2001. 51(8): p. 579-84.
- Grizzle, W.E., et al., Molecular and histopathologic changes in the development
of colorectal neoplasia., in Molecular Pathology of Early Cancer, S.
Srivastava, D. Henson, and A. Gazdar, Editors. 1999, IOS Press: Amsterdam, Netherlands. p. 197-220.
- Manne, U., et al., Nuclear accumulation of p53 in colorectal adenocarcinoma:
prognostic importance differs with race and location of the tumor. Cancer, 1998. 83: p. 2456-67.
- Sinicrope, F.A., et al., Apoptotic and mitotic indices predict survival rates
in lymph node-negative colon carcinomas. Clinical Cancer Research, 1999. 5(7): p. 1793-804.
- Kern, S.E., et al., Clinical and pathological associations with allelic loss in
colorectal carcinoma {published erratum appears in JAMA 1989 Oct 13;262(14):1952}. Journal of the
American Medical Association, 1989. 261(21): p. 3099-103.
- Manne, U., et al., Prognostic significance of Bcl-2 expression and p53 nuclear
accumulation in colorectal adenocarcinoma. International Journal of Cancer, 1997. 74(3): p. 346-58.
- McLeod, H.L. and G.I. Murray, Tumour markers of prognosis in colorectal
cancer. British Journal of Cancer, 1999. 79(2): p. 191-203.
- Hague, A., et al., BCL-2 expression in human colorectal adenomas and
carcinomas. Oncogene, 1994. 9(11): p. 3367-70.
- Bosari, S., et al., bcl-2 oncoprotein in colorectal hyperplastic polyps,
adenomas, and adenocarcinomas. Human Pathology, 1995. 26(5): p.
534-40.
- Sinicrope, F.A., et al., bcl-2 and p53 oncoprotein expression during colorectal
tumorigenesis. Cancer Research, 1995. 55(2): p. 237-41.
- Baretton, G.B., et al., Apoptosis and immunohistochemical bcl-2 expression in
colorectal adenomas and carcinomas. Aspects of carcinogenesis and prognostic significance.
Cancer, 1996. 77(2): p. 255-64.
- Hao, X.P., M. Ilyas, and I.C. Talbot, Expression of Bcl-2 and p53 in the
colorectal adenoma-carcinoma sequence. Pathobiology, 1997. 65(3): p.
140-5.
- Yang, H.B., et al., The role of bcl-2 in the progression of the colorectal
adenoma-carcinoma sequence. Anticancer Research, 1999. 19(1B): p.
727-30.
- Ilyas, M., et al., Loss of Bcl-2 expression correlates with tumour recurrence
in colorectal cancer. Gut, 1998. 43(3): p. 383-7.
- Ishijima, N., et al., The immunohistochemical expression of BCL-2 oncoprotein
in colorectal adenocarcinoma. Surgery Today, 1999. 29(7): p. 682-4.
- Sinicrope, F.A., et al., Prognostic value of bcl-2 oncoprotein expression in
stage II colon carcinoma. Clinical Cancer Research, 1995. 1(10): p.
1103-10.
- Ofner, D., et al., Immunohistochemically detectable bcl-2 expression in
colorectal carcinoma: correlation with tumour stage and patient survival. British Journal of
Cancer, 1995. 72(4): p. 981-5.
- MacLean, G.D., M.A. Reddish, and B.M. Longenecker, Prognostic significance of
preimmunotherapy serum CA27.29 (MUC-1) mucin level after active specific immunotherapy of metastatic
adenocarcinoma patients. Journal of Immunotherapy, 1997. 20(1): p.
70-8.
- Kaklamanis, L., et al., Bcl-2 protein expression: association with p53 and
prognosis in colorectal cancer. British Journal of Cancer, 1998. 77(11): p. 1864-9.
- Buglioni, S., et al., Evaluation of multiple bio-pathological factors in
colorectal adenocarcinomas: independent prognostic role of p53 and bcl-2. International Journal
of Cancer, 1999. 84(6): p. 545-52.
- Schneider, H.J., et al., Bcl-2 expression and response to chemotherapy in
colorectal adenocarcinomas. British Journal of Cancer, 1997. 75(3):
p. 427-31.
- Tollenaar, R.A., et al., Immunohistochemical detection of p53 and Bcl-2 in
colorectal carcinoma: no evidence for prognostic significance. British Journal of Cancer, 1998.
77(11): p. 1842-7.
- Bhatavdekar, J.M., et al., Coexpression of Bcl-2, c-Myc, and p53 oncoproteins
as prognostic discriminants in patients with colorectal carcinoma. Diseases of the Colon &
Rectum, 1997. 40(7): p. 785-90.
- Jass, J.R. and A.M. Roberton, Colorectal mucin histochemistry in health and
disease: a critical review. Pathology International, 1994. 44(7): p.
487-504.
- Ho, S.B., et al., Heterogeneity of mucin gene expression in normal and
neoplastic tissues. Cancer Research, 1993. 53(3): p. 641-51.
- Hanski, C., et al., Altered glycosylation of the MUC-1 protein core contributes
to the colon carcinoma-associated increase of mucin-bound sialyl-Lewis(x) expression. Cancer
Research, 1993. 53(17): p. 4082-8.
- Manne, U., H. Weiss, and W.E. Grizzle, Racial differences in the prognostic
usefulness of MUC1 and MUC2 in colorectal adenocarcinomas. Clinical Cancer Research, 2000. 6: p. 4017 - 4025.
- Aoki, R., et al., MUC-1 expression as a predictor of the curative endoscopic
treatment of submucosally invasive colorectal carcinoma. Diseases of the Colon & Rectum, 1998.
41(10): p. 1262-72.
- Hiraga, Y., et al., Immunoreactive MUC1 expression at the deepest invasive
portion correlates with prognosis of colorectal cancer. Oncology, 1998. 55(4): p. 307-19.
- Loda, M., et al., Increased proteasome-dependent degradation of the
cyclin-dependent kinase inhibitor p27 in aggressive colorectal carcinomas {see comments}. Nature
Medicine, 1997. 3(2): p. 231-4.
- Jessup, J.M., et al. Multivariate analysis of tissue-based prognostic markers
in stage II-III colorectal carcinoma. in Proc Annu Meet Am Soc Clin
Oncol. 1997.
- Tenjo, T., et al., Prognostic significance of p27Kip1 protein expression and spontaneous apoptosis in patients with
colorectal adenocarcinomas. Oncology, 2000. 58(1): p. 45-51.
- Jhala, N.C., et al. Nuclear accumulation of p53 in colorectal adenocarcinoma:
prognostic importance differs with race, age and location of the tumor. in Proc 92nd Annu Meet AACR. March 24 - 28, 2001. New Orleans, LA.

 |

Figure 1. Illustration of SELDI Time-Of-Flight (TOF)
Mass Spectrometry. (Modified with permission from
Ciphergen Biosystems, Inc.)


Figure 2: Representative TOF spectra for peptides/proteins in the 2.5-12.5
kDa range obtained from the different serum samples.


Figure 3: Pathways by Which Colorectal Cancers Cause Death
*The size of the arrow is proportional to the likelihood of the pathway.

 Figure
4 : Survival analysis of Caucasian (N = 300) and African-American patients (N = 204) with
Colorectal Adenocarcinoma based on p53nac and tumor location

A = Caucasians (N = 117) with proximal CRCs B
= Caucasians (N = 183) with distal CRCs C = African-Americans (N = 98) with
proximal CRCs D = African-Americans (N = 106) with distal CRCs.

 Figure 5: Survival analysis of Caucasian patients (N = 299) with
Colorectal Adenocarcinoma based on Bcl-2 expression and tumor location. A=
Caucasians (N = 115) with proximal CRCs B = Caucasians (N = 184) with distal
CRCs. The number of patients at risk at 0, 24, 48, 72, 96, 120, 144, 168, 192, 216, 240, and 264 months
after surgery in: ---- Bcl-2 positive patient group are 68, 50, 41, 38, 32, 21, 17, 12, 6, 4,
2, 1 and ---- Bcl-2 negative patient group are 47, 27, 23, 20, 17, 9, 7, 4, 2, 2, 1, 1, respectively
(Panel A) In: ---- Bcl-2 positive patient group are 99, 73, 57, 49,
41, 32, 21, 15, 9, 6, 4, 1 and ---- Bcl-2 negative patient group are 85, 51, 42, 32, 25, 21, 20, 9, 3, 1,
1, 1, respectively (Panel B).

 Figure 6: Survival analysis of Caucasian (N = 108) and African-American (N
= 58) patients with Colorectal Adenocarcinoma based on MUC1 expression. A= Caucasians B = African-Americans.

 Figure 7: Survival analysis of Caucasian (N = 108) patients with
Colorectal Adenocarcinoma based on MUC1 expression and p53nac.

 Figure 8: Survival analysis of Caucasian patients (N = 84) with
Colorectal Adenocarcinoma based on p53nac, MUC1and Bcl-2 expression. P values were calculated
by the log rank test. The number of patients at risk at 0, 24, 48, 72, 96, 120, 144, 168, 192, 216, 240,
and 264 months after surgery in ---- p53nac negative, MUC-1 negative and Bcl-2
positive patient group are 59, 49, 43, 39, 32, 25, 19, 14, 8, 6, 3, 1 and ---- p53nac
positive, MUC-1 positive and Bcl-2 negative patient group are 25, 12, 10, 8, 7, 5, 5, 4, 1, 1, 1, 1,
respectively.

Table 1: Molecular Phenotypes of Aggressive Subtypes of Colorectal Cancer
| CRCs in Caucasian | CRCs in African-American |
| Proximal | Distal | Proximal | Distal |
| p53nac, + MUC-1 | + MUC-1, - Bcl-2 | | Bcl-2 (?) |
| - Bcl-2-, - p27kip-1 | - p27kip-1 | | |

Table 2: Results of the meta-analysis of lack of Bcl-2 expression and its effect on colorectal adenocarcinoma mortality
| Estimates of Effect | Number of Studies | Summary HR (95% CI) |
| Studies with adjusted & unadjusted estimates | 9 | 2.62 (1.93, 3.54) |
| Studies with adjusted estimates? | 6 | 1.69 (1.06, 2.32) |
|


|
|
|