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Prognostic Parameters of Endometrial Carcinoma

Jaime Prat Hospital de la Santa Creu i San Pau Barcelona, Spain
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In patients with endometrial carcinoma, the pathologist plays an important role in establishing
the prognosis and need for adjuvant treatment. Over the past two decades, several pathologic features
which clearly separate two or more groups of these patients with different outcome (disease-free survival
or recurrence) have been described and confirmed. Prognostic parameters are considered useful when they
achieve statistical value, are reproducibly identified, and show significance in multiple
investigations.
FIGO Stage
Although not perfect, FIGO stage is the single strongest prognostic parameter for women with
endometrial carcinoma.1-4 The 1971 FIGO clinical staging system (based upon sounding of the uterus,
fractional curettage, and pelvic examination) proved to be less accurate than histologic evaluation of
the hysterectomy specimen.1,3 Determination of spread of tumor to the cervix (stage II) based on
fractional curettage had an error rate of approximately 50%.1,3 Decrease in preoperative radiotherapy
practice caused FIGO in 1988 to change from a clinical to a surgical-pathologic staging system (Table 1).
Endometrial carcinomas are divided into 4 stages: (I) confined to the uterine corpus; (II) extension to
the uterine cervix; (III) involvement of pelvic organs (true pelvis); and (IV) spread beyond the true
pelvis. The vast majority of patients have tumors limited to the uterus.
Stage I disease has 3 subdivisions based on the extent of tumor invasion into the uterine wall.
Nevertheless, the best method for assessment of depth of myometrial invasion has not been established.
Also, the 2 subdivisions of stage II (endocervical gland involvement and cervical stromal invasion) are
hard to distinguish and the prognostic value of such distinction has been questioned.5,6 In some series,
however, the outcome of stage IIA G1 cases was significantly better than the outcome of stage IC G3
cases.7 Cervical involvement usually results from direct surface or stromal extension and only
occasionally is secondary to implantation or lymphatic spread.5 Implantation occurs in the denuded
endocervix following fractional curettage in about 5% of the cases.5 The adverse prognostic significance
of stage IIIA (based on tumor involvement of the uterine serosa or positive peritoneal cytology) has not
been universally confirmed.8 Serosal invasion represents the extreme of deep myometrial invasion of stage
I disease. It is quite different from adnexal spread and the two should not be lumped.7 Surface
involvement of the uterus is classified as stage III. Surface involvement of the ovary may well be stage
I. The latter seems appropriate; the former does not.7 Prognosis with lymph node metastasis in the pelvis
seems more favorable than lymph node metastases to the para-aortic chain, and again these two findings
are lumped.7
Histologic grade
The prognostic value of grading endometrial adenocarcinomas has been recognized for many
years.9,10 The 1988 FIGO/ISGP grading system is based primarily upon architectural features.11 Tumors
that are 5% or less solid are grade 1, those that are 6% to 50% solid are grade 2, and those that are
greater than 50% solid are grade 3. Areas of squamous differentiation are not considered as solid tumor
growth; solid growth is based only on the glandular component. The presence of grade 3 nuclear features,
however (i.e., marked nuclear pleomorphism, coarse chromatin, prominent nucleoli), in architecturally
grade 1 or 2 tumors increases their grade by one.10 Most endometrioid carcinomas are architecturally
grade 1 and assessment of whether the nuclear features are grade 3 is highly subjective. Nevertheless,
in serous carcinoma, clear cell carcinoma, and squamous cell carcinoma, nuclear grading takes
precedence.
Subsequent modifications to the FIGO grading scheme have been suggested but not formally
adopted. Taylor et al.12 have proposed a two-tiered grading system (based on the FIGO system) in which
low-grade tumors have 20% or less nonsquamous solid areas, whereas high-grade tumors exhibit more than
20% nonsquamous solid areas. They found that this system had higher reproducibility and same or better
prognostic significance than the three grade system. Recently, Lax et al.13 also proposed a binary
architectural grading system based on the presence of greater than 50% solid growth (without distinction
of squamous from glandular epithelium), a diffusely infiltrative growth pattern, and tumor cell necrosis.
High grade tumors should exhibit at least two of the three previous criteria. This system stratified
patients in three prognostic groups: a) patients with low-stage (Ia or Ib) low-grade tumors had a 100%
5-year survival rate; b) patients with higher stage (Ic and II-IV) low-grade tumors and those with
high-grade tumors confined to the myometrium (Ib and Ic) had a 5-year survival rate of 67% to 76%, and
patients with advanced stage high grade tumors had a 26% 5-year survival rate.13
Histologic type
The cell type has consistently been recognized as an important predictor of the biologic
behavior of endometrial carcinoma. Over the last 15 years, and based on Bokhman's14 dualistic model for
explaining the pathogenesis of endometrial carcinoma, these tumors have been classified into two types:
type I tumors (about 80%) are endometrioid carcinomas frequently preceded by complex and atypical
hyperplasia and associated with estrogenic stimulation. Type I tumors occur predominantly in pre or
perimenopausal women and are associated with obesity, hyperlipidemia, anovulation, infertility, and late
menopause. Typically, most endometrioid carcinomas are confined to the uterus and follow a favorable
course. In contrast, type II tumors (about 20%) are non-endometrioid (largely serous) carcinomas,
arising occasionally in endometrial polyps or from precancerous lesions that develop in atrophic
endometria (endometrial "intraepithelial" carcinoma).15 Type II tumors are not associated with estrogen
stimulation or hyperplasia, readily invade the myometrium and vascular spaces, and carry a high mortality
rate.
It has also been found that the molecular alterations involved in the development of
endometrioid (type I) carcinomas are different from those of the serous (type II) carcinomas16-18
Whereas 25-30% of endometrioid carcinomas show microsatellite instability (MI) and less than 10% exhibit
p53 mutations, the vast majority of serous carcinomas show p53 mutations, loss of heterozygosity (LOH) on
several chromosomes, and only rarely microsatellite instability16-18 (Table 2).
Although the dualistic model appears applicable to paradigmatic cases at both
clinicopathological and molecular levels, there is often overlapping in the clinical, pathological,
immunohistochemical, and molecular characteristics of the tumors.17 For instance, it has been shown that
some nonendometrioid carcinomas (type II) may develop from preexisting endometrioid carcinomas (type I)
as a result of tumor progression. Obviously, these tumors may share the pathologic and molecular
features of types I and II endometrial carcinoma.17,18
Adenocarcinoma with squamous differentiation (which occurs in about 25% of endometrial cancers)
is considered a variant of endometrioid carcinoma and, as stated earlier, the grade of the glandular
rather than the squamous component is a better prognostic indicator for these tumors.19-21 Villoglandular
adenocarcinomas are also considered another variant of endometrioid endocarcinoma with no significant
difference in behavior.22,23 In contrast, serous and clear cell carcinomas are frequently lethal tumors
with overall 5-year survival rate from 30% to 70%.22,24-32
Myometrial invasion
In low-stage endometrial carcinomas, myometrial invasion is an independent predictor of
outcome.9,33-38 Recognizing myometrial invasion is straightforward when glands that are irregularly
shaped, haphazardly distributed, and surrounded by a desmoplastic stroma, exhibit an infiltrative border
with the myometrium. Occasionally, however, a carcinoma that has not invaded the myometrium shows an
irregular endomyometrial junction in which rounded nests of tumor seem to protrude into the inner
myometrium, and are misinterpreted as evidence of superficial myometrial invasion. On the other hand,
truly myoinvasive tumors may show an expansile or pushing border. This problem is usually resolved by
including blocks of tumors with adjacent normal endomyometrial junction.39 Another pattern of myometrial
invasion is characterized by single glands, widely scattered throughout the myometrium (adenoma malignum pattern of invasion).40 The adverse prognostic significance of
this pattern is not universally accepted.37,40
The 1988 FIGO staging of endometrial carcinoma subdivides stage I tumors into: IA (tumor
confined to the endometrium); IB (invasion limited to the inner half of the myometrium); and IC (tumor
invasion to the outer half of the myometrium) (Table 1). Several other methods (including division of
myometrial thickness by thirds, depth of tumor invasion in mm, or distance between the tumor and the
uterine serosa in mm) have been effectively used. In a study of over 400 patients with clinical stage I
endometrioid carcinomas, Zaino et al.20 found that the 5-year survival was 94% when the tumor was
confined to the endometrium, 91% when the tumor involved the inner third of the myometrium, 84% when the
tumor extended into the middle third, and 59% when the tumor infiltrated the outer third of the
myometrium. DiSaia et al.41 found that the risk of extrauterine extension for intraendometrial tumors
was only 8%; tumors invading the inner third had a 12% risk, and those invading the full myometrial
thickness, 46% risk.
The decision to perform pelvic and para-aortic lymph node sampling/dissection is largely based
on depth of myometrial invasion (also on cell type and histologic grade). Intraoperatively, the
pathologist may be requested to assess these features by frozen section.42,43 A pilot study revealed a
usable algorithm for a reasonable likelihood of finding metastatic disease: for tumors confined to the
endometrium (all histologic grades) the risk was negligible; for superficial myometrial invasion, the
risk was substantial only for G3 carcinomas; for middle third invasion, the risk was substantial for G2
and 3. And for deep myometrial invasion, all grades of tumor had substantial risk (20-45%) (Table
3).44
When endometrial carcinoma and adenomyosis coexist, the latter lesion is involved by carcinoma
in about 25% of the cases. According to three reports,45-47 comprising a total of 50 patients, criteria
used for distinguishing adenomyotic involvement by carcinoma from true myometrial invasion include: a)
presence of endometrial stroma; b) presence of benign endometrial glands; and c) absence of inflammatory
response and desmoplasia. Tumor involvement of adenomyotic foci is not associated with a worse
prognosis.45-47
Vascular invasion
The presence of tumor cells within endothelial lined spaces is a strong predictor of tumor
recurrence and death from tumor, independent of myometrial invasion.48-50 Stromal retraction is a
frequent artifact which may simulate vascular invasion. Immunoperoxidase staining of endothelial cells
(factor VIII or CD31) may facilitate recognition of vascular channels.37 Presence of lymphatic invasion
is highly suggestive of lymph node metastases.38,50 Vascular invasion occurs in 35-95% of serous
carcinomas.24-28
Peritoneal cytology
The presence of malignant cells in peritoneal washings at the time of hysterectomy justifies
FIGO classification of the case as stage IIIA. Positive peritoneal cytology is often associated with
other risk factors such as high grade, deep myometrial invasion, and extrauterine spread.8, 51, 52
Nevertheless, some investigators have found a statistically significant difference in survival for
patients with clinical stage I and II disease.37,51
Ploidy
Approximately two thirds of endometrioid carcinomas are diploid by flow or image cytometry.
Diploid tumors are less aggressive, invade only superficially, and are better differentiated than
aneuploid tumors.8,52-56 Differences in disease-free survival for stage I tumors have been as significant
as 94% for diploid tumors versus 64% for aneuploid carcinomas.57-59
Steroid receptors
Most endometrioid carcinomas contain cells with both estrogen (ER) and progesterone receptors
(PR) as a sign of differentiation. Currently, assessment of ER and PR is performed by
immunohistochemistry. Characteristically, endometrioid carcinomas exhibit marked heterogeneity in ER and
PR distribution. The presence and quantity of steroid receptors correlate with FIGO stage, histologic
grade, and survival.60-63 Nevertheless, because of great variation in reported data, ER and PR are not
routinely measured in hysterectomy specimens. In contrast, measurement of steroid receptors in
metastases may be helpful for establishing appropriate treatment.
Markers of proliferation
Mitotic count, S-phase fraction by flow cytometry, and proportion of proliferating cells by
immunohistochemistry (PCNA, Ki-67, MIB-1) are the methods most commonly used. Ki-67 and MIB-1 identify
cells in most of G1, S, G2, and M phases of the cell cycle.64-66 Presently, data in the literature are
insufficient to establish the prognostic validity of these methods.
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Table 1 - Staging of endometrial
adenocarcinoma, FIGO 1988 (1989)

| Stage I: Carcinoma is confined to the corpus uteri itself |
| | Stage Ia: Tumor limited to the endometrium |
| | Stage Ib: Invasion to < 1/2 of the myometrium |
| | Stage Ic: Invasion to > 1/2 of the myometrium |
| Stage II: Carcinoma has involved the corpus and the cervix |
| | Stage IIa: Endocervical glandular involvement only |
| | Stage IIb: Cervical stromal invasion |
| Stage III: Carcinoma has extended outside the uterus but not outside the true pelvis |
| | Stage IIIa: Tumor invades serosa and/or adnexae and/or positive peritoneal cytology |
| | Stage IIIb: Vaginal metastases |
| | Stage IIIc: Metastases to pelvic and/or para-aortic lymph nodes |
| Stage IV: Carcinoma has extended outside the true pelvis or has obviously involved the mucosa of the bladder or the rectum |
| | Stage IVa: Tumor invasion of bladder and/or bowel mucosa |
| | Stage IVb: Distant metastases including intraabdominal and/or inguinal lymph nodes |
|
|
TABLE 2 - The
two types of Endometrial Carcinoma | |
Type I |
Type II | |
Age |
Pre- and Perimenopausal |
Postmenopausal | |
Unopposed Estrogen |
Present |
Absent | |
Hyperplasia-Precursor |
Present |
Absent | |
Grade |
Low |
High | |
Myometrial Invasion |
Minimal |
Deep | |
Specific Subtypes |
Endometrioid |
Serous | | | |
Clear cell | |
Behavior |
Stable |
Progressive | |
Genetic alterations |
Microsatellite instability |
P53 mutations, LOH | |
(Modified from Bokhman, 1983). |
TABLE 3 - Risk Features for Lymph Node Metastasis
| | Negligible risk |
| Myometrial invasion | None, G1, G2, G3 Inner one-third, G1, G2 Middle one-third, G1 |
Vascular invasion Occult spread to cervix and/or adnexae Cell type | None None Endometrioid |
| | Substantial risk |
| Myometrial invasion | Inner one-third, G3 Middle one-third, G2, G3 Outer one-third, G1, G2, G3 |
Vascular invasion Occult spread to cervix and/or adnexae Cell type | Present Present Endometrioid G3; serous; clear cell |
| Modified from Boronow (1987), and Boronow et al. (1984) |
Endometrial Carcinoma - (Adverse Risk Factors)

- Nonendometrioid histology
- Grade 2-3
- Myometrial invasion
- Cervical invasion
- Suspicious lymph nodes
Morrow CP, 1996 |
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