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Aspiration Cytopathology of Lymph Nodes and Lymphoproliferative Neoplasms
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Case 5 -
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Mantle Cell Lymphoma

Paul E. Wakely, Jr.
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Clinical History
A 44 y/o woman presents with enlarged cervical, axillary and inguinal lymph nodes which she states
appeared about four months ago. FNA biopsy was performed on an enlarged cervical lymph node.
Cytopathology:

 | hypercellular smears |
 | composition: monotonous small lymphocytes (slightly larger or similar in size to mature lymphocytes) in a single cell pattern |
 | LGBs present in large amounts in most areas of the smear |
 | most nuclei rounded, but some have slight irregularities of their nuclear border |
 | FC fragments, TBMs, and transformed lymphocytes absent |
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Diagnosis: Mantle Cell Lymphoma
Discussion

Mantle cell lymphoma (MtCL), Clinical:

 | biologically aggressive small cell B-cell lymphoma; about 6% of MLs |
 | occurs primarily in adults >50 years of age; rare in children |
 | affects men much more often than women (5:1) |
 | commonly extranodal as well as within lymph nodes |
 | most have disseminated disease(bone marrow) at the time of diagnosis |
 | much poorer prognosis than other small cell lymphomas with a median survival of only 2-5 years (Table 28) |
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In the old NCI Working Formulation, most examples of MtCL were classified as diffuse
small cleaved cell lymphoma. A t(11;14) translocation in almost three quarters of patients produces an
up-regulation of the bcl-1(PRAD1) gene which in turn leads to overexpression
of a protein termed cyclin D1. It has been shown that this translocation can be seen using FISH
technology on aspirates. Tissue sections of this lymphoma (as may occur if cell blocks are obtained from
the aspirate) show positive nuclear staining of this protein.

Table 28. Prognosis of Malignant Lymphomas –
Overall Survival(OAS)

 | OAS, 5 yr. >70% |  | OAS, 5 yr. 50-70% |
| |  | Follicular lymphoma | |  | Marginal zone, B-cell, nodal type |
| |  | Marginal zone B-cell, MALT type | |  | Small lymphocytic lymphoma |
| |  | ALCL, T-/null cell | |  | Lymphoplasmacytic lymphoma |
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 | OAS, 5 yr. 30-49% |  | OAS, 5 yr. <30% |
| |  | Diffuse large B-cell lymphoma | |  | Peripheral T-cell lymphoma |
| |  | Mediastinal large B-cell lymphoma | |  | Peripheral T or B lymphoblastic |
| |  | Burkitt/Burkitt-like lymphoma | |  | Mantle cell lymphoma |
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Blood 1997;89:3909-18

Aspirates of MtCL:

 | features overlap with other small cell lymphomas which are the principal considerations in the differential diagnosis |
 | nuclear irregularity/ grooves much less exaggerated than those seen in follicular lymphoma |
 | plasmacytoid lymphocytes, centroblasts, and paraimmunoblasts almost always absent |
 | constant monomorphism with a complete lack of lymphocyte heterogeneity readily removes RLH from consideration. |
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Pitfall: An exception to the "rule" of lymphocyte
monotony = lymphoma is that a minimally reactive lymph node can show little if any polymorphism, and thus
imitate a small cell lymphoma. Clinical correlation is mandatory in every situation.

In contrast to tissue, the diffuse, nodular, and mantle zone architectural patterns of
MtCL cannot be appreciated in aspirates. A blastic variant of MtCL exists, and the cells resemble
lymphoblasts. Immunophenotyping shows a B-cell lymphoma with a characteristic
phenotype [CD5/CD43 positive; CD10/CD23 negative] which helps to differentiate it from small
lymphocytic lymphoma (CD23 positive) and follicular lymphoma [CD10 positive, CD43 negative].

Differential Diagnosis of MtCL
The other small B-cell lymphomas constitute the differential diagnosis of MtCL. In many
instances cytomorphology alone is limited in its ability to discern among these various lymphoma
subtypes. Yet, it is extremely important to do so because of the differences in immunology and biology
of these tumors. There is wide variation in the therapy (sometimes no therapy is administered for some
B-cell lymphomas), and prognosis.

Small lymphocytic lymphoma (SLL), Clinical:

 | comprises about 6% of non-Hodgkin lymphomas |
 | primarily a lymphoma of older adults with patients under 40 being rare |
 | a low grade indolent lymphoma, but not amenable to therapy (Table 12) |
 | disease often widespread at the time of diagnosis [splenomegaly, hepatomegaly, peripheral blood, and bone marrow involvement common] |
 | asymptomatic patients often receive no treatment |
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The histopathology of SLL is most often a complete effacement of nodal architecture with
interspersed pseudofollicular growth centers. These pseudofollicles contain prolymphocytes and
paraimmunoblasts admixed with small lymphocytes.

Aspirates of SLL:

 | cellular uniformity with very high nuclear/cytoplasmic (N/C) ratios |
 | cells minimally larger than mature lymphocytes |
 | nuclei in tissue sections are typically described as having coarse clumped chromatin – so-called clotted chromatin (cellules grumelées). In smears this coarse "block" type of chromatin pattern (best seen in Papanicolaou stained smears) may be repeated, or nuclei may have a dense smudged appearance |
 | nuclear borders are smooth or minimally irregular in SLL |
 | because of the presence of pseudofollicular growth centers, occasional transformed lymphocytes[prolymphocytes and paraimmunoblasts] are seen |
 | prolymphocytes: large lymphocytes with distinct nucleolus, modest amount pale cytoplasm |
 | paraimmunoblasts: slightly larger than prolymphocytes with perhaps a slightly larger nucleolus and more basophilic cytoplasm |
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These two types of transformed lymphocytes may not be distinguishable from each other in smears
because of their overlapping features, nor is it necessarily critical to do so.

Involvement of a lymph node by chronic lymphocytic leukemia is identical to that of SLL.
TBMs and FC fragments are rare- absent. Immunoprofile of SLL: nearly identical to
MtCL with the major exception of CD23 positive cells in the former (Table 13). Large cell transformation
(Richter syndrome) is a complication of SLL in <10% of cases.

Table 29. Clinical Features of Small Cell B-cell Lymphomas

| Type | Age/Gender | Stage I | Extranodal | Clinical Course |
| SLL/CLL | 60/ m>f | none | rare | indolent, incurable |
| LpL | 60/ m>f | none | rare | indolent, incurable |
| Mantle cell | 60/ m>>f | rare | many | aggressive, incurable |
| Follicular | 50/ m=f | rare | rare | indolent, rarely curable |
| Marginal zone/MALT | 50/ m | often | usually | indolent, curable |

Lymphoplasmacytic lymphoma (LpL)occurs in the same age group as
SLL, but at a much lower incidence (about 1% of cases). It is an indolent lymphoma of the elderly with
diffuse lymphadenopathy, monoclonal serum paraproteinemia, and possibly symptoms of hyperviscosity
(Waldenstrom's macroglobulinemia). Aspirates are characterized by a large percentage of plasmacytoid
lymphocytes with well developed features of plasmacytic differentiation: a greater amount of
cytoplasm/eccentrically placed nuclei. Globular immunoglobulin cytoplasmic inclusions (Russell bodies),
and nuclear pseudoinclusions (Dutcher bodies) have been described. Plasmacytic immunoblasts and plasma
cells may be seen. SLL and Follicular lymphoma with plasmacytoid features can be confused easily for LpL
on smears. Immunophenotyping is required to separate.

Table 30. Differential Immunophenotyping of Small & Intermediate Sized-Cell
B-Cell Lymphomas

| CD# | SLL | LpL | MtCL | FL | MZL | LL | Burkitt |
| CD5 | pos | neg/pos | pos | neg | neg | pos/neg | neg |
| CD10 | neg | neg | neg/pos | pos/neg | neg | neg/pos | pos |
| CD20 | pos/neg | pos | pos | pos | pos | neg/pos | pos |
| CD23 | pos | neg | neg | neg | neg | neg | neg |
| FMC-7 | neg | ± | pos | pos | pos | | |
| CD43 | pos | neg/pos | pos | neg | neg/pos | pos | neg |
| TdT | neg | neg | neg | neg | neg | pos | neg |

SLL: small lymphocytic lymphoma
LP: lymphoplasmacytic lymphoma
MtCL: mantle cell lymphoma
FL: follicular lymphoma
MZL: marginal zone lymphoma
LL: lymphoblastic lymphoma.

Table 31. Controversy Regarding Malignant Lymphoma Diagnosis Using FNA

| | Customary Use of FNA in Lymphoma Cases |
 | Diagnose Recurrent Lymphoma |
 | Exclude a Diagnosis of Lymphoma |
 | If Primary Diagnosis of Lymphoma Suspected Þ Open Biopsy |
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Application of FNA in lymph nodes relatively well accepted for: infectious conditions,
RLH, and metastatic carcinomas. When applied to the diagnosis of malignant lymphoma(ML) - particularly a new diagnosis of ML - opinion on the efficacy of FNA is
markedly divided. Entire spectrum of opinion with editorials both for or against the application of FNA
in ML diagnosis exists in the literature.

"At the Karolinska Hospital the majority of patients with lymphomas are not only diagnosed based on
FNAC material but are also treated based on this diagnosis." Cancer (Cancer
Cytopathol)2000;90:320-22.

Possible reasons for this controversy include:

 | most cytopathologists are not hematopathologists and vice-versa. |
 | difficult to apply the various previous lymphoma classifications to smears. |
 | wide spectrum in degree of diagnostic difficulty among the various lymphoma subtypes. |
 | expertise widely variable. |
 | issue of adequacy may be challenged(and thus legal implication regarding standard of care) if outcome does not conform to a preconceived result |
 | political "turf" issue between hematopathology and cytopathology(e.g. control of flow cytometry laboratory) |
 | loss of lymph node tissue for research needs |
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Two major impediments to success in FNA lymphoma diagnosis include:

a.) insufficient procurement of cells through sampling error/technique, and
b.) the classification of ML itself.

Acquisition of enough cells is paramount not only for morphologic analysis of the smear,
but for ancillary studies. The principal adjunct test required of all FNAs presumptive of NHL is
immunologic phenotyping. Accomplished either with:

 | flow cytometry [which is probably the most popular and preferred technique because of the large number of antibodies that can be applied to the specimen if enough cells are present], |
 | cytospin slides, or |
 | preparation of a cell block with immunohistochemical staining identical to that performed on tissue sections |
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Table 32. Immunophenotyping of Lymph Node FNA.

| | flow cytometry | cytospins |
| number of markers | many | fewer |
| kappa/lambda ratio | easily calculated | subjective |
| morphology | lost | preserved |
| cells required | many | fewer |
| detection of small monoclonal population | good | fair to poor |
| multiple labeling | easy | laborious |
| Hodgkin lymphoma | useless | useful |

Note: It has become clear that (with few
exceptions) immunophenotyping is essential if accurate subtyping of non-Hodgkin lymphoma is expected from
FNA biopsy.

Table 33. Lymph Node FNA Immunophenotyping. Kaleem et al. [Mod
Pathol 1999;12:46A]

| • 93 consecutive lymph node aspirates |
| • FNA Diagnosis: | Before Immunophenotyping definitive[benign/malignant] 18% atypical 66% non-committal 16% | After Immunophenotyping definitive 88% atypical 12% |
| • Tissue Dx: 34 benign, 46 NHL, 1 AML, 1 Hodgkin |
| • 46% NHL subclassified |

The major classification used for ML in the past two decades in North America (Working Formulation) has been a major hindrance to subtyping ML using FNA because
it was based to a large degree on evaluation of the tumor pattern within the node (follicular, diffuse,
sinusoidal).

Note: FNA cytopathology will not recognize a
specific architectural pattern of lymphoma [follicular, diffuse, paracortical, sinusoidal,
capsular/extranodal invasion, partial involvement] within a lymph node.

The new WHO Classification of Lymphoid Neoplasms was published in 2001. Jaffe ES,
Harris NL, Stein H, Vardiman JW(Eds.). World Health Organization Classification of Tumours. Pathology
and Genetics of Tumours of Haematopoietic and Lymphoid Tissues. IARC Press: Lyon 2001 This
classification should be greeted with enthusiasm by those practicing FNA. It markedly de-emphasizes the
importance of architectural pattern/spatial relationships within the node; proposes that ML is multiple
diseases, not a single disease; focuses primarily on the cell type [morphology, immunophenotype,
genotype] in combination with the clinical features to classify each of these lymphomas.

Table 34. Pathologic Diagnosis/WHO Classification of
Lymphoma

 | No one "gold" standard |
 | Incorporation of all available information |
| |  | Morphology | |  | Immunophenotype |
| |  | Clinical features | |  | Genetic features |
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Table 35. WHO Classification of Tumors of Lymphoid
Tissues, B-Cell Neoplasms

 | Precursor B-cell neoplasm |
| |  | Precursor B lymphoblastic leukemia/lymphoma. |
 | Mature B-cell neoplasms. |
| |  | Chronic lymphocytic leukemia/small lymphocytic lymphoma |
| |  | B-cell prolymphocytic leukemia |
| |  | Lymphoplasmacytic lymphoma |
| |  | Splenic marginal zone lymphoma |
| |  | Mantle cell lymphoma |
| |  | Follicular lymphoma |
| |  | Extranodal marginal zone B-cell lymphoma of mucosa-associated lymphoid tissue (MALT-lymphoma) |
| |  | Nodal marginal zone lymphoma |
| |  | Hairy cell leukemia |
| |  | Diffuse large B-cell lymphoma |
| |  | Mediastinal(thymic) large B-cell lymphoma |
| |  | Intravascular large B-cell lymphoma |
| |  | Primary effusion lymphoma |
| |  | Burkitt lymphoma / leukemia |
| |  | Solitary plasmacytoma of bone |
| |  | Extraosseous plasmacytoma |
| |  | Plasma cell myeloma |
 | B-cell proliferations of uncertain malignant potential |
| |  | Lymphomatoid granulomatosis |
| |  | Post-transplant lymphoproliferative disorder, polymorphic |
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Diagnoses in Bold are the more common forms of B-cell neoplasia.

Accuracy of Lymphoma Diagnosis by FNA
Oncologists expect that once a diagnosis of ML is made, it should be accurately
classified. If one is to strongly advocate for FNA to replace this time tested method, then the FNA
community will have to acquire the knowledge and use the tools for proper classification.

Published accuracy of lymphoma diagnosis by FNA varied greatly in the past, in part
because many authors did not use immunophenotyping to assist in subclassification. Some
centers/pathologists use FNA as a screening test for lymphoma
diagnosis. A "true" diagnosis of lymphoma with correct lymphoma subtype would have to wait until after
the lymph node has been excised (which should be the next step in management). On the other hand, if one
is to use FNA as a diagnostic test for lymphoma, as is done with a
tissue specimen, then these diagnostic phrases [in table 36] are insufficient in the newly diagnosed
patient.

Table 36. Lymph Node FNA – Levels of Diagnostic Confidence

 | Requires Open Biopsy |
| |  | Atypical Lymphoid Cells |
| |  | Malignant Lymphoma, NOS |
| |  | Small Cell Malignant Lymphoma |
| |  | Large Cell Malignant Lymphoma |
 | Does Not Require Open Biopsy |
| |  | Specific Lymphoma Subtype, e.g. Mantle Cell Lymphoma |
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Table 37 shows a wide spectrum in the ability to recognize ML and to correctly classify
it. One must remember that those centers with mediocre results are less likely to publish them. Also,
higher accuracy results are seen when FNA is performed for recurrent, not newly diagnosed ML.

Table 37. FNA Diagnosis of NHL [Wakely P. Diagn Cytopathol 2000;22:120]

 | 30 random articles: 1989-1999 |
 | total of 1,997 cases; case range per paper 4-324 |
 | sensitivity: 0-100% |
 | sensitivity: > 80% in 70% of articles |
 | specificity: > 90% in all but 2 articles |
 | subclassification: accurate in 79% of cases |
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An update demonstrating the evidence of FNA in the diagnosis of lymphoma:

Tables 38. FNA Dx of ML – 2000-2001

| Reference | # cases | sensitivity (%) | specificity (%) | subclassification (%) |
| Diag Cytopathol [2001;24:90] | 56 | 85 | 100 | 82 |
| Am J Clin Pathol [2000;114:18] | 81 | 90 | 100 | not done |
| Am J Clin Pathol [2000;113:688] | 206 | 82 | 85 | 73 |
| Diag Cytopathol [2001;24:1] | 127 | 88 | 100 | 77 |
| Cancer [2001;93:51] | 33 | 92 | 100 | 75 |
| Mod Pathol [2001;14:472] | 139 | 95 | 100 | 77 |
| TOTAL | 642 | 89 | 98 | 77 |

References for All Cases
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