


|

Recent Developments in Diagnostic and Therapeutic Approaches to Breast Diseases
Daniel W. Visscher, M.D.
Carol Reynolds, M.D.
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Case 4
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Isolated tumor cells identified by cytokeratin stain only (AJCC pN0 [i +])
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History:
This sentinel lymph node is from a 49 year old woman with 2.2
cm infiltrating lobular carcinoma. The sentinel lymph node was reported as "negative" at the time of
intra-operative examination. The H&E stained slide and the cytokeratin immunohistochemical stained
slide are submitted for your review. How would you report the findings? What is the clinical
significance?


Diagnosis:
Isolated tumor cells identified by cytokeratin stain only (AJCC pN0 [i +])

Discussion:
Axillary dissection has been an integral part of breast
cancer management, with axillary nodal status being the single most important predictor of disease-free
survival and overall survival in breast cancer and the absolute number of nodes involved by tumor of
prognostic importance. Furthermore, excellent regional control is achieved with axillary lymph node
dissection, with subsequent axillary recurrence a rare event. The improvement in long-term survival
remains debatable. However, axillary lymph node dissection may have substantial associated morbidity.
Occasionally, injury to major vessels or motor nerves may occur. Reports of significant lymphedema after
axillary lymph node dissection has been reported to occur early or years later, with the incidence as
high as 30% in some series. More importantly, approximately 70-75% of breast cancer patients will be
node negative. We have entered a new era where we are re-evaluating the management of patients with
breast cancer in regard to the axillary lymph node dissection. The sentinel node biopsy is founded on
two basic principles: (1) there is an orderly and predictable pattern of drainage to a regional lymph
node basin, and (2) the first lymph node (sentinel node) is an effective filter for tumor cells. As more
surgeons rely on the sentinel node biopsy, completion axillary lymph node dissections are not routinely
performed if the sentinel lymph node is negative. However, if the sentinel lymph node is positive, the
current recommendation is to continue with the completion axillary lymph node dissection.

Sentinel node biopsy is not unique to breast cancer and was tested in other cancers before its
application to breast cancer. Sentinel node biopsy was originally explored by Cabanas in 1977 for the
treatment of penile carcinoma. Morton and colleagues independently introduced the sentinel lymph node
concept for melanoma. It was not until 1993, when Dr. Krag and colleagues of the University of Vermont
used a radioactive isotope and gamma probe to localize the sentinel node in breast cancer. Dr. Giuliano
and colleagues at John Wayne Cancer Institute in 1994 applied the technique of using blue dye to help
localize the sentinel node in breast cancer. Finally in 1996, Dr. Albertini and colleagues from the H.
Lee Moffitt Cancer Center and Research Institute used a combination of radioisotope and blue dye for the
intraoperative lymphatic mapping in breast cancer. Since then, sentinel node biopsy has emerged as the
most significant advance in the surgical treatment of breast cancer since the advent of breast
conservation and many institutions have reported their results.

The success rate of the sentinel node procedure is operator and technique dependent. Reported
success rates have ranged from 66 to 98%. This supports that investigators have been able to identify
the sentinel node in almost all patients despite the technique used; however, this also informs us that
sentinel lymph nodes are not detected in all patients. The majority of patients will have one sentinel
node identified, however, between 8-35% of patients are considered to have more than one sentinel lymph
node, with most studies reporting somewhere between one and three sentinel lymph nodes per patient.

Pathologic Assessment
The assessment of the sentinel node biopsy is a collaborative exercise between the surgeon and the
pathologist. The pathologic methods used to assess the sentinel node is of paramount importance since
lymph node status is the most powerful prognostic factor in breast cancer patients. Unfortunately, there
is presently no consensus for the optimal handling of the sentinel node or to what extent the sentinel
node should be sectioned. Most institutions have developed their own "in-house" protocols, and many of
these protocols are based on the institution's research endeavors. Therefore, due to this
non-uniformity, it is difficult to compare studies across institutions. Further studies are needed to
reach a consensus on the most sensitive and cost-effective technique for pathologic examination of the
sentinel lymph node for the staging of breast cancer.

Many different techniques in assessing the sentinel node have been described in the literature and
include: imprint cytology, frozen section, serial and step sections of the paraffin embedded sentinel
node tissue, cytokeratin immunohistochemistry, and even sophisticated molecular biological techniques
such as reverse transcription polymerase chain reaction.

Radiation Safety
The Surgical Pathology Committee of the College of American Pathologists and the Association of
Directors of Anatomic and Surgical Pathology have written an excellent article that was recently
published in The American Journal of Surgical Pathology. The half-life of technetium-99m is 6 hours with
radiation levels dropping to background levels after 10 half-lives (60 hours). Title 10 of the Code of
Federal Regulations states that the total effective dose limit for radiation workers is 5000 mrem per
year or 50,000 mrem per year for skin or extremities. The mean radiation dose to the skin of the
surgeon's hand during sentinel lymphadenectomy for breast cancer has been reported to be approxi-mately
10 mrem per case, whereas the total effective dose is estimated to be less than 0.1 mrem. Based on these
figures, a surgeon could theoretically perform thousands of such operations each year and not exceed the
statutory exposure limits. In terms of the pathology staff, the mean radiation dose has rarely been
measured, but is most likely lower than that to the surgeon.

Each institution should develop their own written protocols for handling radioactive materials in the
pathology laboratory. These protocols should be developed in conjunction with the institution's
radiation safety officer. The protocol should clearly state how specimen containers are labeled, how
specimens are transported from the operating room to the laboratory, and how the specimen is handled once
in the laboratory. If frozen sections are performed, one may consider using a dedicated cryostat or
clean the cryostat between uses. However, due to the limited amount of radioactivity present, special
precautions may not be warranted. Disposable gloves should be worn when handling radioactive tissue
specimens. The protocol should also clearly specify storage and disposal of radioactive tissue
specimens.

Gross Examination
In the gross examination of the sentinel node, the lymph node is either sectioned or bivalved
depending on its size. Many institutions section the sentinel node at 2-3 mm intervals when the sentinel
node is larger than 1 cm and bivalve the lymph node when the sentinel node is less than 1 cm. Still,
other institutions have adopted one of these two methods as standard protocol regardless of the lymph
node size.

Intraoperative Examination
The intraoperative techniques used in the histopathologic evaluation of the sentinel node include:
imprint cytology, frozen section and rapid cytokeratin immunohistochemistry. However, unless an
immediate decision is required for patient care, many believe that the uses of these techniques are
discouraged. The exception to this might be if the sentinel node is macroscopically abnormal and imprint
cytology or frozen section confirms the node to be positive for metastatic carcinoma, allowing further
axillary surgery to be performed immediately.

Cytologic Preparation
Many studies have been undertaken to evaluate the reliability of imprint cytology or "touch prep" for
the intraoperative evaluation of the sentinel node for breast cancer. Even with this technique, there is
diversity in the work-up of the sentinel node. The cut surface of the sentinel node is either dabbed
several times along a glass slide or scraped with a scalpel blade and the cellular material smeared onto
a glass slide. The number of cut surfaces examined, the number of slides prepared, whether or not the
slides are air-dried or fixed in alcohol and what stain is employed also varies among studies.

Imprint cytology has the advantage of being a simple and rapid technique and less expensive than
frozen section. In addition to good cytologic detail obtained by this method, no artifacts are left in
the tissue sample. Many studies have claimed this technique to be very reliable without loss of valuable
tissue. In contrast, the imprint cytology may be of limited value due to
the high percentage of micrometastases missed in evaluating the sentinel node, thus requiring patients to
undergo a second operation. Although rare, false positives have been reported. Many studies have
stressed that the interpretation of imprint cytology requires experience in cytology by the pathologist
evaluating the specimen. Therefore, this technique may not be appropriate in a hospital without an
active cytology service.

Since most reported studies have not calculated the false negative rate using the accepted definition
(number of false negatives/number of false negatives plus true positives), the false negative rate has
been recalculated. This table demonstrates the intraoperative false negative rate per sentinel lymph
node. The definition of a false negative is a negative test result in a patient that has the disease.
In some instances the number of patients with a positive sentinel node is not given, but information
regarding the total number of sentinel nodes positive or negative is given, and I have stated when I have
used per sentinel node rather than per patient with disease. These studies have compared the result of
touch imprint cytology of the sentinel node with paraffin section of the same sentinel node using
standard H&E and/or cytokeratin immunohistochemistry. As you can see, the false negative rate per
sentinel node varies from 0-71%.

Intraoperative Cytology Imprint False Negative Rate per SLN
| | | | Intraoperative FN rate |
| Reference | Pt (no.) | SLN (no.) | No. | % |
| Ku (1997) | 86 | 118 | 10/25 | 40 |
| Usman (1999) | 55 | 157 | 0/37 | 0 |
| van Diest (1999) | 54 | 59 | 10/26 | 38 |
| Litz (2000) | 28 | 47 | 5/7 | 71 |
| Krishnamurthy (2001) | 34 | 77 | 5/12 | 42 |
| Massoll (2001) | 206 | 206 | 6/33 | 18 |
| Cserni (2001) | 60 | 72 | 16/36 | 44 |
| Lee (2002) | 64 | 155 | 14/32 | 43 |

The next table demonstrates the intraoperative false negative rate per patient and is a more accurate
approach to assessing false negative rate. The intraoperative false negative rate ranges from 6-62%.
Micrometastases were the main contributors to undetected metastases and were often not seen. Other
factors that have contributed are fatty replaced lymph nodes or patients with a known diagnosis of
lobular carcinoma. False positive results are rare. Several authors described reactive epithelioid
histiocytes, endothelial cells, and germinal center lymphocytes as pitfalls. But overall, the
specificity of imprint cytology is high (>95%).

Intraoperative Cytology Imprint False Negative Rate per Patient
| | | | Intraoperative FN rate |
| Reference | Pt (no.) | SLN (no.) | No. | % |
| Rubio (1998) | 55 | 93 | 1/17 | 6 |
| Keshtgar (1999) | 25 | 35 | 2/6 | 33 |
| Ratanawichitrasin (1999) | 55 | 138 | 1/15 | 7 |
| Moes (2000) | 66 | 175 | 6/17 | 35 |
| Mathur (2000) | 83 | Not available | 8/13 | 62 |
| Motomura (2000) | 101 | 158 | 3/33 | 9 |
| Creager (2002) | 646 | 1255 | 95/204 | 46 |

Frozen Section
Some investigators have advocated intraoperative frozen section of sentinel nodes. The major benefit
of intraoperative frozen section is that a positive result allows an immediate axillary dissection. The
extent to which the sentinel node is evaluated intraoperatively varies among different institutions. In
the majority of hospitals that perform a frozen section on the sentinel node, a single level from each
cut surface is usually evaluated. However, more intensive intraoperative assessment with serial sections
and rapid cytokeratin immunohistochemistry has been described.

In comparison to imprint cytology, the nodal architecture of the sentinel node is easily visualized
as well as the location of the metastasis by frozen section. Detecting metastatic disease on frozen
section is less challenging and fewer indeterminate diagnoses are encountered in comparison to imprint
cytology. The time to perform a frozen section can vary from several minutes to 15-20 minutes depending
on the institution. A disadvantage includes frozen tissue artifact at the time of frozen as well as on
subsequent paraffin-embedded sections. The cost of a frozen section is considerably more expensive than
that of a touch prep. Many have argued against performing frozen sections on sentinel nodes stating that
significant amounts of tissue may be consumed while facing the frozen sentinel node block and "small"
metastases may end up undetected at the bottom of the cryostat. While others believe the advantages of
finding a positive result at the time of surgery and the ability to complete the axillary dissection
outweighs the small amount of tissue lost to this process.

This table demonstrates the intraoperative false negative rate of frozen section in comparison to the
final permanent H&E standard section and/or cytokeratin immunohistochemistry. The false negative
rate is the number of patients with a negative frozen section divided by the total number of patients
with a positive sentinel node by standard H&E or cytokeratin immunohistochemistry.

Intraoperative Frozen Section False Negative Rate
| | Pt (no.) | Intraoperative FN rate |
| H&E | CK-IHC | H&E/CK-IHC |
| No. | % | No. | % | No. | % |
| Veronesi (1997) | 107 | | | | | 18/50 | 36 |
| Flett (1998) | 56 | | | | | 3/21 | 14 |
| Turner (1999)* | 278 | 19/72 | 26 | 58/111 | 52 | | |
| van Diest (1999) | 54 | | | | | 4/31 | 13 |
| Veronesi (1999) | 192 | | | | | 26/81 | 32 |
| Chiu (2000) | 129 | 7/49 | 14 | 16/58 | 28 | | |
| Zavagno (2000) | 81 | | | | | 12/25 | 48 |
| Weiser (2000) | 890 | | | | | 96/231 | 42 |
| Brown (2001) | 37 | 2/6 | 33 | 2/6 | 33 | | |
| Mayo (unpub) | 1729 | 117/404 | 28 | 163/450 | 36 | | |

*Frozen section/imprint cytology

The intraoperative false negative rate varies from 13-52%. Cytokeratin immunohistochemistry on
paraffin-embedded sections substantially increases the false negative rate of frozen section by
converting approximately 10–25% of sentinel node negative patients to sentinel node positive patients.
Based on our experience and the review of the literature, frozen section for the most part detects
macrometastases (> 2.0 mm) and commonly misses the micrometastases (< 2.0 mm). In my experience,
greater than 98% of our frozen section false negative rate is due to micrometastatic disease. This is
likely to remain an inherent limitation to this staging procedure. However, patients with a small
primary breast cancer and micrometastasis in the sentinel node are less likely to have positive
non-sentinel nodes.

Serial Frozen Sections and CK-IHC
There are two groups that have looked at extensive intraoperative examination of frozen sentinel
nodes as an effective technique in predicting axillary lymph node status and identifying patients in whom
an axillary dissection may be avoided. Both groups report an intraoperative false negative rate of 0%.
The technique used is serial sectioning of the sentinel node. Viale et al. examined 15 pairs of adjacent
frozen sections (4 ųm thick @ 50 ųm intervals) for each lymph node moiety in 155 patients. If
residual tissue was left, additional pairs were cut (100 um intervals) until the entire sentinel node was
examined. One section from each pair was stained with H&E and the other section was stained for
cytokeratin using a rapid staining method. A positive sentinel node was identified in 70 patients. The
majority (64%) of patients with metastases was detected within the first paired section, and no
metastases were found beyond the 15th cutting level. Similarly, Veronesi and his colleagues
also examined 15 pairs of frozen sections (4 ųm thick @ 50 ųm levels) for each lymph node
moiety in 119 patients. A positive sentinel node was found in 52 patients. Both groups believe that
this new method is definitive in evaluating the sentinel node. However, this extensive intraoperative
examination is labor intensive and time consuming, requiring approximately 30-40 minutes per sentinel
node. In this era of managed care, more detailed analyses are required to determine if the cost of this
type of exhaustive intraoperative frozen section is more beneficial than the patient undergoing a second
operation due to a false negative result.

Intraoperative False Negative Rate Using Serial Frozen Sections
| Reference | Pt (no.) | Intraoperative FN rate |
| No. | % |
| Viale (1999) | 155 | 0/70 | 0 |
| Veronesi (1999) | 119 | 0/52 | 0 |

Immunohistochemistry is a sensitive method for the detection of minimal metastatic disease and a
rapid assay has been applied intraoperatively to the sentinel node. The time to perform this assay has
been reported to be between 10-20 minutes per sentinel node. Several studies have reported this
technique to be very sensitive; while Beach and colleagues recently reported rapid immunohistochemistry
to be less sensitive (57%) in comparison to other methods used to detect metastases intraoperatively.
They stated that single cell detection and very small tumor deposits were difficult to identify due to
frozen section folding, background staining and weak membranous staining of metastatic carcinoma cells
despite good controls. Viale and colleagues reported that rapid immunocytochemical staining for
cytokeratin did not increase the detection rate of sentinel node metastases. Thus, it remains to be
agreed upon whether this rapid immunohistochemistry assay adds to the detection of tumor foci and is
sufficiently quick and reliable for general use.

Histopathologic Examination
We are spending much of our time asking the question how do we best optimize the histopathologic
examination of the sentinel node. Numerous studies have looked at this question. Sentinel nodes grossly
involved by tumor require no special treatment. However, there should be a systematic approach to
sentinel nodes that are grossly negative. The approach taken should be based on the minimum size of
metastasis one wishes to detect with a high degree of probability. Unfortunately, no current data exists
to specify what size this should be. Therefore, the choice may be driven by considerations of labor and
economics. Also of note, appropriate reimbursement codes for this type of extensive examination of the
sentinel node have not yet been devised.

The 1999 College of American Pathologist (CAP) Consensus Statement on prognostic factors in breast
cancer was recently published. They recommended that sentinel nodes be sectioned at 2 mm intervals and
entirely submitted for permanent histologic examination. Intraoperative assessment should include a
careful gross examination of sentinel nodes, and if necessary, touch preps are preferable to frozen
section. In term of postoperative examination, a single microscopic section from each sentinel node is
considered sufficient. They believe that there is insufficient data to support routine serial step
sectioning and strongly believe that routine cytokeratin staining of negative sentinel nodes should not
be considered standard until the clinical significance is established.

The Association of Directors of Anatomic and Surgical Pathology (ADASP) recommended that
intraoperative examination is only appropriate in those clinical situations in which the results will
influence immediate therapeutic management. In contrast to CAP consensus statement, ADASP recommended
more than one section be performed on each negative node(s), but no direction as to the number of
sections to be performed was given. They also stated that it was unclear if immunohistochemical studies
added clinically relevant information, but stated that if metastases were identified only by
immunohistochemistry, this should be stated in the pathology report.

With that said, this table demonstrates several of the studies that have used extensive sectioning,
ranging from multiple-step to serial sectioning, as well as cytokeratin immunohistochemistry to identify
metastases.

SLN Positivity at Postoperative Examination
| Reference | Pt (no.) | SLN Positive |
| H&E | IHC |
| Giuliano (1997) | 100 | 33 | 9 |
| Czerniecki (1999) | 41 | 12 | 3 |
| Ku (1999) | 478 | 93 | 41 |
| Kelley (1999) | 28 | 7 | 2 |
| Liu (2000) | 38 | 12 | 5 |
| Reitsamer (2000) | 110 | 41 | 6 |
| Mayo (unpublished) | 1729 | 404 | 46 |

Different cytokeratin antibodies have been used. The most widely cytokeratin antibodies used are
cytokeratin AE1/AE3, CAM5.2 or a cytokeratin cocktail. Epithelial membrane antigen (EMA) has proven to
have too low specificity and sensitivity. In these various studies, the routine use of cytokeratin
immunohistochemistry on paraffin sections of H&E negative sentinel nodes enabled the detection of
micrometastases and upstaging anywhere from 8-50% of patients from node negative to node positive
patients. The majority of those metastases identified by cytokeratin immunohistochemistry were
micrometastases.

In a preliminary study by Dowlatshahi and colleagues, they performed exhaustive sectioning of
sentinel nodes. A single paraffin section (5 ųm thick ) was stained with H&E and the remainder
of the block was completely sectioned at 0.25 mm intervals and examined by standard H&E and
cytokeratin immunohistochemistry. They reported that metastatic disease was found on the initial H&E
section in only 6 patients. The additional 24 patients were found to have metastatic disease with the
step sections and immunohistochemistry, for a conversion rate of approximately 50%. Of these 24
patients, 12 had isolated tumor cells and 12 had colonies of malignant cells. There is no question that
enhanced pathological examination of the sentinel lymph node will upstage the patient Unfortunately, the
impact of such enhanced detection of metastatic disease in sentinel nodes on breast cancer patient
outcome, if any, remains to be characterized.

Postoperative Findings with Multiple Sectioning and Cytokeratin IHC
| Reference | Pt (no.) | SLN Positive |
| H&E | IHC |
| Jannink (1998) | 19 | 6 | 3 |
| Dowlatshahi (1999) | 52 | 6 | 24 |
| Turner (1999) | 52 | 10 | 9 |
| Bloom (2001) | 222 | 35 | 57 |

The protocol that we have adopted at Mayo Clinic is as follows: The sentinel lymph node is initially
bivalved and a frozen section is performed on each half. If the sentinel node is negative by
intra-operative examination, then two levels are examined post-operatively by standard H&E and one
level is examined by cytokeratin immunohistochemistry.

Histologic Pitfalls
Identifying metastatic carcinoma in lymph nodes usually does not present a challenge. However, there
are elements other than tumor that can be found in the lymph node. Most small tumor deposits are found
within the subcapsular sinus or adjacent nodal tissue. A possible source of confusion with metastatic
tumor is the presence of nevus cell aggregates. These aggregates are usually found along the outer
border of the lymph node capsule. Cytologically, the nevus cells are oval with finely granular
chromatin. The cytoplasm is pale or clear, sometimes lightly pigmented, with indistinct borders. These
nevus cell aggregates are immunoreactive for S100 protein.

Recently, Carter and colleagues described the finding of epithelial cells in the subcapsular sinus
of axillary lymph node dissections after biopsy and attributed this finding to benign lymphatic transport
of these cells secondary to surgical manipulation. It is important to be aware of this histologic
finding, since not everything that is keratin positive represent metastatic disease. The diagnosis of
metastatic disease should be made with caution whenever keratin positive cells are associated with
hemosiderin-laden macrophages and an inflammatory reaction. Vacuolated histiocytes can also present a
difficult diagnostic problem when they resemble signet ring adenocarcinoma cells. Histochemical and
immunohistochemical stains can be helpful in such instances. There are also pitfalls predominantly with
over-interpretation of cytokeratin stained sections. These include desquamated keratinocytes from
laboratory personnel, nonspecific staining with dendritic cells, and cytokeratin stain precipitate. To
consider a sentinel node positive, the foci in question should show cohesive cluster of malignant
appearing cells or cytologically atypical cells similar to the primary tumor.

Histologic Pitfalls
| Pitfall | Helpful Histologic Clues |
| Nevus cells | Capsular location, oval nuclei with granular chromatin, sometimes pigmented, pale cytoplasm, S100 positive |
| Benign transport of breast epithelium | Prior core biopsy or surgical manipulation, associated hemosiderin-laden macrophages, inflammatory reaction |
| Benign glandular inclusion | Bland nuclei without pleomorphism and normal N:C, some may have apocrine or squamous lining with keratin debris, two cell layer, location |
| Vacuolated histiocytes | Multinucleated cells, bland nuclei, abundant cytoplasm, cytokeratin negative |

Sentinel Lymph Node Micrometastasis
Micrometastasis was first introduced by Huvos et al. as a metastatic foci less than or equal to 2.0
mm in greatest dimension and any tumor foci greater than 2.0 mm in diameter is defined as a
macrometastasis. However, the term "micrometastasis" now encompasses tumor deposits down to a single
tumor cell and the extent of metastasis varies from isolated tumor cells to large colonies of cells. In
January 2003, the American Joint Commission on Cancer (AJCC) revised the staging system to distinguish
between micrometastasis and isolated tumor cells based on the metastatic tumor characteristics and size.
Micrometastasis is defined as implantation of tumor cells in the lymph node with extravasation,
proliferation and stromal reaction with a defined tumor size of greater than 0.2 mm but not greater than
2.0 mm in diameter, while isolated tumor cell groups are defined as 0.2 mm in diameter or less, and do
not typically show evidence of metastatic activity. Unfortunately, there is no guidance on how to
classify isolated tumor cells or small foci of tumor cells at multiple locations within a single lymph
node.

The recent edition of AJCC Cancer Staging Manual adds the descriptor "i" for immunohistochemistry.
For example, a sentinel lymph node that is negative for metastasis by H&E and positive for isolated
tumor cells by immunohistochemistry would be designated as pN0(i+). However, this differs from the
UICC's 6th ediction of the TNM Classification of Malignant Tumors in which they state that "i"
stands for isolated tumor cells, which may or may not be identified by H&E, but by
immunohistochemistry. Therefore, a sentinel node that shows isolated tumor cells whether by H&E or
by both H&E and immunohistochemistry would be designated as pN0(i+), and if no isolated tumor cells
are identified, then the sentinel node would be classified as pN0(i-).

The significance of micrometastasis in the sentinel lymph node remains controversial. Some authors
have shown that lymph node micrometastases have a small but significant adverse effect on distant
recurrences and survival in some studies, but not in all, and clinicians are still uncertain how
micrometastatic evidence will inform treatment decisions. The distinction between micrometastasis and
macrometastasis is a quantitative difference rather than a qualitative difference, and it appears that
the survival of patients depends more on the quantity of tumor metastasis in a lymph node. It is
imperative that the prognostic significance of nodal micrometastasis be determined as there are important
implications for systemic adjuvant chemotherapy and hormonal therapy. Presently, the data of sentinel
lymph node metastasis do not posses sufficient follow up to observe any survival effects as retrospective
studies have shown. Therefore, the prognostic significance of such occult metastases at this time is
unknown.

Prospective Randomized Clinical Trials
Five randomized clinical trials are currently in progress to evaluate certain aspects of the sentinel
node biopsy.

The purpose/hypotheses of these trials are multifactorial. Some will test local and distant
recurrence with and without axillary lymph node dissection, morbidity of sentinel lymph node versus
axillary lymph node dissection, and evaluate whether occult micrometastasis affects survival and local
recurrence. It is also hypothesized that completion axillary dissection will result in the same degree
of regional control and survival as axillary radiotherapy. If the outcome of this study shows no
difference in treatment modalities, patients with positive sentinel lymph node will most likely be
treated more frequently with axillary radiotherapy.
| Clinical Trial | Method |
| NSABP B-32 | Group 1 SLN and ALND Group 2 SLN (-) by H&E, randomize to ALND vs SLN biopsy alone |
| ACOSOG Z0010 | Group 1 SLN (-) by H&E, no ALND Group 2 SLN (+), randomize to Z0011 |
| ACOSOG Z0011 | SLN (+) by H&E, randomize to ALND vs no ALND |
| ALMANAC | Group 1 SLN (-) by H&E, no ALND Group 2 SLN (+) by H&E, randomize to ALND vs axillary radiotherapy |
| EORTC | SLN (+) by H&E, randomize to ALND vs axillary radiotherapy |

Predictors of Non-SLN Metastasis
Multiple studies have shown that the sentinel node is the only positive node in 35-65% of the cases.
Because of this, an intriguing question is whether sentinel node positive patients require a complete
axillary dissection. The current practice is to perform a complete axillary dissection when the sentinel
node is positive to minimize the chance of metastatic disease in the remainder of the axilla. Recently,
clinicians have begun to question this practice. Many investigators are exploring different parameters
of the primary tumor or characteristics of the sentinel node metastasis to examine if there is a single
or combination of features that are associated with the finding of additional positive lymph nodes in the
axilla. A recent meta-analysis was performed to examine clinicopathologic features of metastasis in
nonsentinel lymph nodes of breast carcinoma patients with a positive sentinel lymph node. Eleven studies
met the criteria for analysis. Despite differences in methodologies, the correlation between positive
non-sentinel lymph nodes and certain pathologic features was found to be similar among studies. The 5
individual characteristics found to be associated with the highest likelihood of non-sentinel metastasis
are sentinel node metastasis > 2mm in size, extranodal extension in the sentinel node, tumor size >
2 cm, > than 1 positive sentinel lymph node and angiolymphatic invasion in the primary tumor.

Non-SLN Metastasis According to Tumor Size and SLN Micrometastasis
| Reference | Tumor Size | Incidence of Non-SLN Metastasis |
| Czerniecki (1999) | T1 T2 | 0 of 5 3 of 4 |
| Chu (1999) | T1 T2 | 2 of 46 2 of 20 |
| Reynolds (1999) | T1 T2 | 0 of 18 6 of 9 |
| Viale (2001) | T1 T2 | 20 of 93 4 of 17 |

Additional studies are needed to examine whether the number of sentinel nodes involved by tumor or
the histologic tumor type is predictive of additional lymph node metastasis.

More importantly, the question still remains whether the additional information obtained by complete
axillary dissection can improve the treatment and survival of patients or whether a positive sentinel
lymph node in itself is sufficient information for patient management and prognosis.

Future Questions
Sentinel node biopsy has raised more questions than answers. One of the most important questions to
be answered is the clinical significance of isolated tumor cells and micrometastases. Until this
question is answered, the pathologist will be unable to know how to best assess the sentinel node and
whether multiple levels or cytokeratin immunohistochemistry has a role in the evaluation of sentinel
nodes. A second question to be answered is whether patients with a negative sentinel node can safely
avoid a complete axillary dissection, and outcome studies are in progress. Lastly, the question whether
the additional information obtained by complete axillary dissection can improve the treatment and
survival of patients or whether a positive sentinel lymph node in itself sufficient information.
Presently, there are multiple prospective randomized clinical trials in progress to hopefully answer
these questions.

References:

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Radiation Safety
- Stratmann SL, McCarty TM and Kuhn JA> Radiation safety with breast sentinel node biopsy. American Journal of Surgery 1998; 178:454-457.

- Fitzgibbons PL , LiVolsi VA , the Surgical Pathology Committee of the College of American Pathologists and the Association of Directors of Anatomic and Surgical Pathology. Recommendations for handling radioactive specimens obtained by sentinel lymphadenectomy. The American Journal of Surgical Pathology 2000; 24:1549-1551.

- Waddington WA , Keshtgar MR, Taylor I, Lakhani SR, Short MD and Ell PJ. Radiation safety of the sentinel lymph node technique in breast cancer. European Journal of Nuclear Medicine 2000; 27:377-391.
Cytology Imprint
- Ku NNK, Ahmad N, Smith PV, Cox CE, Shons A, Reintgen DS and Nicosia SV. Intraoperative imprint cytology of sentinel lymph nodes in breast cancer. Acta Cytologica 1997; 41:1606a.

- Rubio IT, Korourian S, Cowan C, Krag DN, Colvert M, Klimberg VS. Use of touch preps for intraoperative diagnosis of sentinel lymph node metastases in breast cancer. Annals of Surgical Oncology 1998; 5:689-694.

- Usman T, Rowlands DC and England DW. Rapid perioperative assessment of axillary lymph node status using imprint cytology. The Breast 1999; 8:101-103.

- Ratanawichitrasin A, Biscotti CV, Levy L and Crowe JP. Touch imprint cytological analysis of sentinel lymph nodes for detecting axillary metastases in patients with breast cancer. British Journal of Surgery 1999; 86:1346-1349.

- van Diest PJ, Torrenga H, Borgstein PJ, Pijpers R, Bleichrodt RP, Rahusen FD and Meijer S. Reliability of intraoperative frozen section and imprint cytological investigation of sentinel lymph nodes in breast cancer. Histopathology 1999; 35:14-18.

- Litz C, Miller R, Ewing G, Odell D, Clifford E, and Beitsch P. Intraoperative sentinel lymph node touch imprints are not sensitive in detecting metastatic carcinoma. Modern Pathology 2000; 13:26a.

- Moes GS, Guibord RS, Weaver DL, Krag DN and Harlow SP. Intraoperative cytologic evaluation of sentinel lymph nodes in breast cancer patients. Modern Pathology 2000; 13:28a.

- Mathur SC , Czerniak D, Willey S and Tabbara SO. Pathologic evaluation of sentinel lymph nodes in breast carcinoma. Modern Pathology 2000; 13:27a.

- Motomura K, Inaji H, Komoike Y, Kasugai T, Nagumo S, Noguchi S and Koyama H. Intraoperative sentinel lymph node examination by imprint cytology and frozen sectioning during breast surgery. British Journal of Surgery 2000; 87:597-601.

- Krishnamurthy S, Tarco E, Hunt K, Kuerer H, Ross M, Ames F, Singletary E and Sneige N. Utility of imprint cytology and rapid cytokeratin immunostaining for the intraoperative evaluation of axillary sentinel lymph nodes in breast cancer. Modern Pathology 2001; 14:29a.

- Massoli N, Henry-Tillman R, Rubio I, Klimberg and Korourian S. Intraoperative touch preparations of axillary sentinel lymph nodes: A rapid, reliable, cos effective, and tissue conserving method. Modern Pathology 2001; 14:31a.

- Cserni G. The potential value of intraoperative imprint cytology of axillary sentinel lymph nodes in breast cancer patients. The American Surgeon 2001; 67:86-91.

- Lee A, Krishnamurthy S, Sahin A, Symmans WF, Hunt K, Sneige N. Intraoperative touch imprint of sentinel lymph nodes in breast carcinoma patients. Cancer 2002; 96:225-231.

- Creager AJ, Geisinger KR, Shiver SA, Perrier ND, Shen P, Shaw JA, Young PR, Levine EA. Intraoperative evaluation of sentinel lymph nodes for metastatic breast carcinoma by imprint cytology. Mod Pathol 2002; 15:1140-1147.
Frozen Section
- Flett MM, Going JJ, Stanton PD and Cooke TG. Sentinel node localization in patients with breast cancer. British Journal of Surgery 1998; 85:991-993.

- Veronesi U, Paganelli G, Galimberti V, Viale G, Zurrida S, Bedoni M, Costa A, de Cicco C, Geraghty JG, Luini A, Sacchini V and Versonesi P. Sentinel-node biopsy to avoid axillary dissection in breast cancer with clinically negative lymph nodes. Lancet 1997; 349:1864-67.

- van Diest PJ, Torrenga H, Borgstein PJ, Pijpers R, Bleichrodt RP, Rahusen FD and Meijer S. Reliability of intraoperative frozen section and imprint cytological investigation of sentinel lymph nodes in breast cancer. Histopathology 1999; 35:14-18.

- Viale G, Bosari S, Mazzarol G, Valimberti V, Luini A, Veronesi P, Paganelli G, Bedoni M, and Orvieto E. Intraoperative examination of axillary sentinel lymph nodes in breast carcinoma patients. Cancer 1999; 85:2433-2438.

- Turner RR, Hansen NM, Stern SL, Giuliano AE. Intraoperative evaluation of the sentinel lymph node for breast carcinoma staging. American Journal of Clinical Pathology 1999; 112:627-634.

- Veronesi U, Paganelli G, Viale G, Galimberti V, Luini A, Zurrida, Robertson C, Sacchini V, Veronesi P, Orvieto E, de Cicco C, Intra M, Tosi G and Scarpa D. Sentinel lymph node biopsy and axillary dissection in breast cancer: Results in a large series. Journal of National Cancer Institute 1999; 91:368-373.

- Chiu A, DeLellis R, Swistel A, Hyjek E and Hoda S. Frozen section of axillary sentinel nodes: is it predictive of status of other axillary nodes? Modern Pathology 2000; 13:19a.

- Weiser MR, Montgomery LL, Susnik B, Tan LK, Borgen PI and Cody HS. Is routine intraoperative frozen-section examination of sentinel lymph nodes in breast cancer worthwhile? Annals of Surgical Oncology 2000; 7:651-655.

- Zavagno G, Busolin R, Bozza F, Ramuscello S, Griggio L, Montesco MC, Valsecchi M, Captanio G, Casara D, Dalla Pozza S, Bonazza A, Rossi CR, Meggiolaro F and Lise M. Sentinel node biopsy in breast cancer. The Breast 2000; 9:139-143.

- Brown HM, Lind SD and Wilkinson EJ. Intraoperative assessment of axillary sentinel lymph nodes (SLN) in the staging of breast cancer patients. Modern Pathology 2001; 14:23a.
Multi-Level Frozen Sectioning and Rapid Immunohistochemistry
- Lloyd RV, Schmidt K, Blaivas L, McCoy JP and Wison BS. A rapid immunostaining method utilizing preformed antibody-avidin-biotin-peroxidase complexes. American Journal o f Clinical Pathology 1985; 83:636-639.

- Chilosi M, Lestani M, Pedron S, Montagna L, Benedetti A, Pizzolo G and Menestrina F. A rapid immunostaining method for frozen sections. Biotech Histochemistry 1994; 69:235-239.

- Ahmad N, Ku NNK, Nicosia SV, Smith PV, Muro- Cacho CA , Livingston S and Reintgen DS. Evaluation of sentinel lymph node imprints in breast cancer. A role of intraoperative cytokeratin immunostaining in breast cancer staging. Acta Cytologica 1998; 42:1218a.

- Richter T, Nahrig J, Komminoth P, Kowolik J and Werner M. Protocol for ultrarapid immunostaining of frozen sections. Journal of Clinical Pathology 1999; 52:461-463.

- Veronesi U, Paganelli G, Viale G, Galimberti V, Luini A, Zurrida, Robertson C, Sacchini V, Veronesi P, Orvieto E, de Cicco C, Intra M, Tosi G and Scarpa D. Sentinel lymph node biopsy and axillary dissection in breast cancer: Results in a large series. Journal of National Cancer Institute 1999; 91:368-373.

- Viale G, Bosari S, Mazzarol G, Galimberti V, Luini A, Veronesi P, Paganelli G, Bedoni M, and Orvieto E. Intraoperative examination of axillary sentinel lymph nodes in breast carcinoma patients. Cancer 1999; 85:2433-2438.

- Nahrig J, Richter T, Kowolik J, Kuhn W, Avril N, Hofler H and Werner M. Comparison of different histopathological methods for the examination of sentinel lymph nodes in breast cancer. Anticancer Research 2000; 20:2209-2212.

- Beach RA, Lawson D, Waldrop SM and Cohen C. Rapid immunohistochemistry for cytokeratin in the intraoperative evaluation of sentinel lymph nodes in breast cancer patients. Modern Pathology 2001; 14:21a.
Postoperative Histologic Examination
- Giuliano AE, Jones C, Brennan M and Statman R. Sentinel lymphadenectomy in breast cancer. Journal of Clinical Oncology 1997; 15:2345-2350.

- Jannink I, Fan M, Nagy S, Rayudu G and Dowlatshahi K. Serial sectioning of sentinel lymph nodes in patients with breast cancer: a pilot study. Annals of Surgical Oncology 1998; 5:310-314.

- Turner RR, Ollila DW, Stern S and GiulianoAE. Optimal histopathologic examination of the sentinel lymph node for breast carcinoma staging. The American Journal of Surgical Pathology 1999; 23:263-267.

- Ku NNK. Pathologic examination of sentinel lymph nodes in breast cancer. Surgical Oncology Clinics of North America 1999; 8:469-479.

- Czerniecki BJ, Scheff AM, Callans LS, Spitz FR, Bedrosian I, Conant EF, Orel SG, Berlin J, Helsabeck C, Fraker DL and Reynolds C. Immunohistochemistry with pancytokeratins improves the sensitivity of sentinel lymph node biopsy in patients with breast carcinoma. Cancer 1999; 85:1098-1103.

- Dowlatshahi K, Fan M, Bloom KJ, Spitz DJ, Patel S and Snider HC. Occult metastases in the sentinel lymph nodes of patients with early stage breast cancer. A preliminary study. Cancer 1999; 86:990-996.

- Kelley SW, Komorowski RA and Dayer AM. Axillary sentinel lymph node examination in breast carcinoma. Archives of Pathology & Laboratory Medicine 1999; 123:533-535.

- Carter BA, Jensen RA, Simpson JF and Page DL. Benign transport of breast epithelium into axillary lymph nodes after biopsy. American Journal of Clinical Pathology 2000; 113:259-265.

- Liu LH, Siziopikou KP, Gabram S and McClatchey KD. Evaluation of axillary sentinel lymph node biopsy by immunohistochemistry and multilevel sectioning in patients with breast cancer. Archives of Pathology & Laboratory Medicine 2000; 124:1670-1673.

- Reitsamer R, Menzel RC, Prokop E, Kiesler J, Ghalibafian M, Dietze O, Cimpoca W and Peintinger F. The histopathologic examination of the sentinel lymph node – identification of micrometastases. Journal of Clinical Oncology 2000; 19:305a.

- Fitzgibbons PL, Page DL, Weaver D, Thor AD, Allred DC, Clark GM, Ruby SG, O'Malley F, Simpson JF, Connolly JL, Hayes DF, Edge SB, Lichter A and Schnitt SJ. Prognostic Factors in Breast Cancer. College of American Pathologists Consensus Statement 1999. Archives of Pathology & Laboratory Medicine 2000; 124:966-978.

- Bloom KJ, Anderson J, Assad L, Spitz D, Fan M and Dowlatshahi K. Complete evaluation of sentinel lymph nodes at 0.25 mm intervals utilizing H&E and cytokeratin immunohistochemistry. Modern Pathology 2001; 14:22a.

- Association of Directors of Anatomic and Surgical Pathology> ADASP Recommendations for processing and reporting lymph node specimens submitted for evaluation of metastatic disease. AJSP 2001; 25:961-963.
Micrometastasis in Sentinel Lymph Node
- Huvos AG, Hutter RVP and Berg JW. Significance of axillary macrometastases and micrometastases in mammary cancer. Ann Surg 1971; 173:44-46.

- Weaver DL, Krag DN, Ashikaga T, Harlow SP and O'Connell M. Pathologic analysis of sentinel and nonsentinel lymph nodes in breast carcinoma. A multicenter study. Cancer 2000; 88:1099-1107.

- Treseler P and Rabban J. Clinical significance of micrometastases in breast sentinel lymph nodes. Modern Pathology 2001; 14:39a.

- Zhang YQ, Li Z, Ngadiman S, Vallejo C, Gillooley JF and Godwin TA. Micrometastasis in sentinel lymph node: Is there more? Modern Pathology 2001; 14:43a.

- AJCC Cancer Staging Manual. American Joint Committee on Cancer Sixth Edition. Lippincott Williams & Wilkins, 2002.
Prospective Randomized Clinical Trials
- European Organization for Research on Treatment of Cancer (EORTC) Breast Cancer Cooperative Group. EORTC Protocol 10981: After mapping of the axilla: radiotherapy or surgery. Brussels : EORTC Data Center , 1999.

- Giuliano AE, Haigh PI, Brennan MB, Hansen NM , Kelley MC Ye W et al. Prospective observational study of sentinel lymphadenectomy without further axillary dissection in patients with sentinel node negative breast cancer. J Clin Oncol 2000; 18:2553-2559.

- Clarke D, Khonji NI, Mansel RE. Sentinel node biopsy in breast cancer: ALMANAC trial. World J Surg 2001; 25:819-822.

- Krag D. Why perform randomized clinical trials for sentinel node surgery for breast cancer? Am J Surg 2001; 182:411-413.
Predictors of Non-Sentinel Lymph Node Metastasis
- Reynolds C, Mick R, Donohue JH, Grant CS, Farley DR, Callans LS, Orel SG, Keeney GL, Lawton TJ and Czerniecki BJ. Sentinel lymph node biopsy with metastasis: Can axillary dissection be avoided in some patients with breast cancer. Journal of Clinical Oncology 1999; 17:1720-1726.

- Chu KU, Turner RR, Hansen NM , Brennan MB, Bilchik A and Giuliano AE. Do all patients with sentinel node metastasis from breast carcinoma need complete axillary node dissection? Annals of Surgery 1999; 229:536-541.

- Turner RR, Chu KU, Qi K, Botnick LE, Hansen NM, Glass EC and Giuliano AE. Pathologic features associated with nonsentinel lymph node metastases in patients with metastatic breast carcinoma in a sentinel lymph node. Cancer 2000; 89:574-581.

- Teng S, Dupont E, McCann C, Wang J, Bolano M, Durand K, Peltz E, Bass SS, Cantor A, Ku NN and Cox CE. Do cytokeratin-positive-only sentinel lymph nodes warrant complete axillary lymph node dissection in patients with invasive breast cancer? American Surgeon 2000; 66:574-578.

- Altrabulsi B, Ganaraj A, McCarty T, Kuhn J and Netto G. Completion axillary node dissection in breast cancer patients with sentinel node positive for micrometastases. Modern Pathology 2001; 14:20a.

- Deshpande CG, Gupta A, Wiley EL and Badve S. Size of sentinel lymph node metastasis predicts additional axillary lymph node metastasis. Modern Pathology 2001; 14:24a.

- Lee A, Hunt K, Kuerer M, Ross M, Ames F, Singletary E, Tucker S, Shin A and Krishnamurthy S. Predictors of non-sentinel lymph node metastasis in breast carcinoma. Modern Pathology 2001; 14:30a.

- Pfannl R, Frank J and Bur ME. Size of metastasis in sentinel lymph nodes as a predictor of non-sentinel lymph node status in breast cancer: A sub-gross morphometric analysis. Modern Pathology 2001; 14:34a.

- Viale G, Mazzarol G, Pruner G, Renne G, Zurrida S, Galimberti V, Maisonneuve P, Maiorano E and Veronesi U. The size of micrometastases in axillary sentinel lymph nodes of breast carcinoma patients correlates with the occurrence of additional axillary metastases. Modern Pathology 2001; 14:39a.

- Degnim AC, Griffith KA, Sabel MS, Hayes DF, Cimmino VM, Diehl KM, Lucas PC, Snyder ML, Chang AE, Newman LA. Clinicopathologic features of metastasis in nonsentinel lymph nodes of breast carcinoma patients. A Metaanalysis. Cancer 2003; 98:2307-15.
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