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Pathology and Molecular Biology of Pre-invasive Breast Lesions
Moderator: Werner Boecker
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Section 5 -
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The Progenitor Cell Concept

Werner Boecker
Muenster, Germany
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Although a great wealth of experimental data suggests the existence of a self-renewing mammary stem
cell, its characteristics have never been satisfactorily resolved. Based on in situ and biochemical
studies we have postulated that the Ck5/14+ cells are phenotypically and behaviorally progenitor
(committed adult stem) cells of the human breast epithelium [1]. This hypothesis has been
elegantly confirmed by in vitro studies of Dontu et al [2].

This talk addresses the questions of how (a) this concept might help to unravel the cellular
mechanisms that govern benign and malignant pathological proliferation of breast epithelium and of how
(b) this data can be applied as a differential diagnostic tool to proliferative breast disease lesions.

Normal Breast Epithelium
In H&E sections the whole ductal-lobular system consists of basal and luminal epithelium.
Recently, phenotypic characterization of breast epithelial cells using high molecular weight cytokeratins
5/14 and lineage-specific markers such as cytokeratins 8/18 and sm-actin has displayed considerable
cellular heterogeneity and, furthermore, provided evidence of the existence of common progenitor cells.
Thus, double immunofluorescence techniques reveal that Ck5/14+ cells differentiate into lineage-specific
glandular (Ck8/18+) or myoepithelial cells (sm-actin+).

Based on these findings, we proposed a cell biological concept as depicted in the schematic drawing of
Figure 1
[1,
3].
Recently data of elegant cell culture studies of human breast epithelium by
Dontu et al [4] provided further support for this model.

Interestingly, in situ studies showed that these Ck5/14+ cells are located both within the luminal
layer, and, more rarely in the basal layer. This contrasts with other glandular tissues such as the
prostate or the salivary glands, where these cells are located exclusively in the basal layer
[5,
6,
7,
8].



Figure 1: Progenitor cell model of normal human breast epithelium. Progenitor cells of the breast
epithelium give rise to both the glandular and myoepithelial cell lineages. The progenitor cell and its
progeny are phenotypically characterized by specific expression of cytokeratins and/or sm-actin as shown
in this schematic drawing (from: Preneoplasia of the Breast, Sa und ers, 2006) [9] .

In contrast to the ductal system, the differentiation status of lobular epithelium in the resting
breast may differ considerably from case to case, and even within the same section. Thus, lobules may
contain either a very immature glandular epithelium or a mature epithelium composed of differentiated
glandular cells. In the lactating breast nearly all glandular cells differentiate into terminal, milk
producing Ck8/18+ secretory end cells. Our contention is, therefore, that the lobular and ductal
epithelium is subject to independent regulatory control, the mechanisms of which are as yet unknown.

Benign Proliferative Breast Disease Lesions
Within the conceptual framework of the term benign proliferative breast
disease (BPBD) we encompass and classify the following proliferative lesions without atypia:
usual ductal hyperplasia (UDH), sclerosing adenosis, papillomas, fibroadenomas, tubular adenoma, nipple
adenoma and benign adenomyoepithelial tumors
[10,
11].
With the exception of microglandular
adenosis, all these lesions show differentiated uni/bilineage characteristics of their epithelial
components comparable to normal breast epithelium. This is best exemplified by comparing the cellular
organization of normal breast epithelium with two classic forms of BPBD: sclerosing adenosis and UDH.
In sclerosing adenosis the "benign tubule" is the prototypic structure consisting of Ck5/14+ cells and
their myoepithelial and glandular progeny cells. Compared to normal glands the glandular-myoepithelial
layering is preserved, the architecture, however, of these epithelial structures is disturbed
(Figure2). With some modifications these principles hold true for all the other benign lesions
listed above [9]. In UDH, Ck5/14+ cells and their glandular progeny cells proliferate and
lose contact with the myoepithelial cells / basement membrane.



Figure 2: Schematic drawing of the epithelial components of sclerosing adenosis and usual ductal
hyperplasia lesions and their architectural patterns compared to normal breast epithelium. In "benign
tubules" of BPBD lesions and in epithelial hyperplasia the same cellular organization as in normal breast
epithelium is fo und . However, the architectural order of the glandular structures and/or of the
glandular (epithelial) proliferations is deranged (from: Preneoplasia of the Breast, Sa und ers, 2006
[9] ).

Our conclusion is that the cell biology of benign breast lesions can only be explained by assuming
that Ck5/14+ cells and their progeny are the found ing cells of these lesions.

Malignant Proliferative Breast Disease Lesions
'Precursor lesions' as defined by the WHO are biologically and clinically heterogeneous neoplastic
lesions with the potential for progression to invasive breast cancer [12]. Precursor lesions
include flat epithelial atypia (FEA), atypical ductal hyperplasia (ADH), ductal carcinoma in situ (DCIS)
and its subtypes, atypical lobular hyperplasia (ALH) and lobular carcinoma in situ (LCIS) and its
variants. The potential for progression of these lesions to invasive breast carcinoma and thus the
clinical implications of a given diagnosis vary considerably from entity to entity
[13,
14].
Here we discuss some basic principles of neoplastic proliferative processes with the aim of defining and
clarifying the above-mentioned entities in the context of the progenitor cell concept.

The overwhelming number of breast malignancies display a purely glandular phenotype expressing Ck8/18
and lacking Ck5/14 expression in their tumor cells (Figure3). This phenotype is found in 70 -
90% of invasive breast malignancies and is observed consistently in FEA, ADH, ALH, low,
intermediate and most high-grade DCIS
[15,
16,
17,
18].
Only a minority of invasive malignancies,
including a small group of extremely rare carcinomas, express the basal cytokeratins 5/14 typically fo
und in benign lesions.

These cells show lineage differentiation to glandular cells coexpressing Ck8/18. This immunophenotype
is observed in less than 5% of high-grade DCIS and less than 10-30% of invasive carcinoma,
most of them grade 3. The existence of such basal-type tumors has been confirmed by immunohistochemical
analyses, Western blotting experiments and gene expression studies
[15,
16,
17,
18,
19].
In addition to
expressing Ck5/14, these neoplastic cells are also characterized by specific cytogenetic alterations and
protein expression patterns, including a positive correlation with EGFR, p53 and cyclin A expression and
an inverse correlation with c-erbB2
[20,
21].
Interestingly, a large subgroup of these tumors
seem to be associated with germline BRCA1 mutations
[22,
23,
24,
25,
26].

Ck5/14+ carcinomas with bilineage, myoepithelial, squamous or heterologeous differentiation with
matrix formation are extremely rare.

Breast Carcinogenesis
Based on the accumulated data, we propose a model of breast carcinogenesis, which takes the analogies
between normal breast epithelium and tumors into consideration [1]. The different breast
tumors observed in the human female breast tend to recapitulate stages of normal epithelial
differentiation so that, to a certain extent, they can be classified according to a corresponding normal
stage. We believe that the differentiation characteristics of various breast carcinomas and their
precursors are currently the best guess of what might be the possible target cells of malignant
transformation (Figure 3). Our model implies that different types of breast carcinomas derive from
different target cells.



Figure 3: Hypothetical model of breast carcinogenesis, based on our modified
progenitor cell concept. Note that the differentiation characteristics of specific tumors can be
correlated with the different subtypes of the myoepithelial and glandular cell lineages (for details see
text) (from: Preneoplasia of the breast, Sa und ers, 2006 [9] ).

The most interesting tumors within this conceptual framework are carcinomas that display progenitor
cell features with or without any of the differentiated characteristics observed in normal breast
epithelium. Such Ck5/14+ tumors are usually characterized by an aborted lineage differentiation and are
ER-. We believe that these tumors can best be explained when the target cells of transformation are
Ck5/14+/ER- stem cells.

On the other hand we hypothesize that malignancies with a purely glandular phenotype might be derived
from glandular cells of the resting breast. This does, of course, not exclude that initiating mutational
events might have taken place at the progenitor cell level.

Differential Diagnosis
The differential diagnosis of sclerosing lesions includes tubular and other invasive carcinomas. The
most characteristic clue helpful in distinguishing between these lesions is the type of epithelial
structure. "Benign tubules" preserve a glandular-myoepithelial layer and a basement membrane and contain
the whole spectrum of Ck5/14+ cells and their progeny cells. Epithelial malignancies show a glandular
phenotype and lack the myoepithelial layer (Figure 4). In difficult cases, immunostaining for
myoepithelial markers such as sm-actin, calponin or sm-actin may help to highlight the myoepithelial
layer. Furthermore, most carcinomas display a complete lack of Ck5/14 immunostaining in contrast to the
Ck5/14+ sclerosing lesions. It should, however, be borne in mind that myofibroblasts may be a component
of the desmoplastic stroma of a carcinoma and would likely interfere with interpretation of sm-actin
immunohistochemistry, leading to a mistaken diagnosis of malignancy.



Figure 4: Comparison between"benign tubules" and
epithelial malignancies of the breast.

Diagnosis is not a problem in most cases of usual ductal hyperplasia cases due to the presence of a
heterogeneous cell proliferation with a fenestrating growth pattern. They can be easily distinguished
from low-grade lesions, with its monotonous cell growth and cribriform pattern, and from high-grade DCIS,
with its overtly malignant nuclear features. However, there may be a considerable overlap both in
cellular features and growth patterns between usual ductal hyperplasia and some cases of
intermediate-grade DCIS. The results published in the literature so far confirm the practical importance
of Ck5/14 immunohistochemistry in this area of breast pathology [15]. Usual ductal
hyperplasia is defined by its Ck5/14 mosaicism, whereas ductal precursor lesions – with the exception of
some high grade lesions- are characterized by its Ck8/18 positivity, lacking Ck5/14.

Atypical Proliferation (ADH/DCIS) ex BPBD
The vast majority of ductal carcinomas arise de novo from glandular cells of the TDLUs that do not
show the mixed cellular features of any type of BPBD [27]. Nevertheless every pathologist is
aware of benign lesions that clearly show a transformation to either malignant ductal or lobular-type in
situ malignancy, which may even progress to invasive carcinoma.

Although such malignant transformations have been noted in every type of BPBD lesions, such
occurrences are – with the exception of papillary lesions - rare, instead representing a chance finding.
We introduce the term atypical proliferation of ductal or lobular type ex BPBD to define such a process.

One important feature of atypical ductal proliferations in this context is that their cells resemble
the phenotype of the normal glandular cell – most of them express Ck8/18 in the absence of Ck5/14. Thus
the evolution of atypical proliferation ex BPBD can be unveiled using Ck5 and/or Ck14 immunostaining.

Conclusions
In normal breast epithelium Ck5/14+ progenitor cells give rise to both the glandular Ck8/18+) and
myoepithelial cell lineages (sm-actin+, calponin+, etc). This cell model provides a basis for a better
und erstanding of proliferative breast disease lesions.

With the exception of microglandular adenosis, benign lesions show differentiated uni/bilineage
characteristics comparable to normal breast epithelium. The "benign tubule" and usual hyperplasia are
the most frequently encountered prototypic structures in this context.

Most breast malignancies display a purely glandular phenotype expressing Ck8/18 and lacking Ck5/14
expression in their tumor cells. Malignancies that do express Ck5/14 are either high-grade lesions or
lesions with a very specific morphology.

The fundamental principles of this concept and its implications in differential diagnosis context of
benign and malignant lesions are discussed.

References
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